Australian Financial Services Authorised Representatives

An Australian Financial Services (AFS) Authorised Representative is an individual or firm that is authorized by an AFS licensee to provide financial services on behalf of the licensee. AFS licensees are companies that have been granted a license by the Australian Securities and Investments Commission (ASIC) to provide financial services. An AFS Authorised Representative must have a formal agreement with the AFS licensee and must be supervised by the licensee. The representative is responsible for providing financial services to clients and must adhere to the same legal and ethical obligations as the licensee. The representative may be an individual with appropriate qualifications and experience, or it may be a firm with a team of financial advisers.

Last update: Nov. 30, 2025

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Records

Name Locality ID
3 Ocean Finance Pty Limited Carine 1275584
Form Financial Planning Pty Ltd Carine 1266242
Nichols, Pamela Carine 1006866
Prestige Holdings Pty Ltd Carine 1295707
Thomason, Neil Anthony Carine 324999
Travel Bug Carine Pty Ltd Carine 228036