Australian Financial Services Authorised Representatives

An Australian Financial Services (AFS) Authorised Representative is an individual or firm that is authorized by an AFS licensee to provide financial services on behalf of the licensee. AFS licensees are companies that have been granted a license by the Australian Securities and Investments Commission (ASIC) to provide financial services. An AFS Authorised Representative must have a formal agreement with the AFS licensee and must be supervised by the licensee. The representative is responsible for providing financial services to clients and must adhere to the same legal and ethical obligations as the licensee. The representative may be an individual with appropriate qualifications and experience, or it may be a firm with a team of financial advisers.

Last update: Dec. 29, 2024

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Records

Name Locality ID
Cowen, David James Burnley 1292722
Donazzan, Matthew Carlo Burnley 1292014
Meltzer, Ze'ev Mordechai Burnley 1312322
Mosaic Private Pty Ltd Burnley 1292721
Straight Bat Private Equity Pty Ltd Burnley 1280685