Australian Financial Services Authorised Representatives

An Australian Financial Services (AFS) Authorised Representative is an individual or firm that is authorized by an AFS licensee to provide financial services on behalf of the licensee. AFS licensees are companies that have been granted a license by the Australian Securities and Investments Commission (ASIC) to provide financial services. An AFS Authorised Representative must have a formal agreement with the AFS licensee and must be supervised by the licensee. The representative is responsible for providing financial services to clients and must adhere to the same legal and ethical obligations as the licensee. The representative may be an individual with appropriate qualifications and experience, or it may be a firm with a team of financial advisers.

Last update: Dec. 29, 2024

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Records

Name Locality ID
Dbj Smith Pty Limited Bowral 347040
Fennell, Andrew Hamish Bowral 463662
Hammon, Peter Bowral 252890
Hungerford, Andrew John Bowral 284722
Massey, Kevin John Bowral 224403
Mills, Erin Rae Bowral 473563
Parnell, Craig Bowral 1310713
Pondwick Assurance Agencies Pty Ltd Bowral 252819
Prince, Sharyn Bowral 1311816
S&e (southern Highlands) Holdings Pty Ltd Bowral 464302
Schiller, Tanya Marie Bowral 473590
Temple Travel Pty. Limited Bowral 228635