Nandita Mathur

Name: Nandita Mathur
ID: 1005643
ABN: –
First Provided Advice: 2006
Restrictions: (a)provide financial product advice for the following classes of financial products:(i)deposit and payment products limited to:(A)basic deposit products;(B)deposit products other than basic deposit products;(ii)debentures, stocks or bonds issued or proposed to be issued by a Government;(iii)life products including:(A)investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and(B)life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;(iv)interests in managed investment schemes including, but not limited to:(A)investor directed portfolio services (IDPS); and (B)managed investment schemes that are IDPS-like schemes;(v)securities; and(vii)superannuation, excluding Self Managed Superannuation Funds (SMSFs);(b)deal in a financial product by:(i)applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:(A)deposit and payment products limited to:(1)basic deposit products;(B)life products including:(1)investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and(2)life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;(C)interests in managed investment schemes including, but not limited to:(1)investor directed portfolio services (IDPS); and(2)managed investment schemes that are IDPS-like schemes;(D)securities; and(E) superannuation, excluding Self Managed Superannuation Funds (SMSFs);to retail or wholesale clients.

Qualifications

Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services

2006 - Diploma in Financial Planning - Diploma (AQF 5) - Pinnacle Financial Planning Academy
2008 - BCom (Hons) - Bachelor Degree (AQF 7) - Delhi University, Indraprastha College
2009 - Advanced Diploma in Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy
2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional

Memberships

Details of memberships of professional bodies or industry associations relevant to providing financial services

Financial Advice Association of Australia (FAAA)

Licencee

Guideway Financial Services Pty ltd (#420367) Current from Nov. 1, 2017

Status: Current
Licence Holder: Guideway Financial Services Pty ltd (#420367)
Commenced: Nov. 1, 2017

Skills

Australia And New Zealand Banking Group Limited (#234527) Ceased Oct. 22, 2006 – May 15, 2012

Status: Ceased
Licence Holder: Australia And New Zealand Banking Group Limited (#234527)
Commenced: Oct. 22, 2006
Ceased: May 15, 2012

Aware Financial Services Australia Limited (#238430) Ceased May 21, 2012 – March 7, 2016

Status: Ceased
Licence Holder: Aware Financial Services Australia Limited (#238430)
Commenced: May 21, 2012
Ceased: March 7, 2016

Industry Fund Services Limited (#232514) Ceased March 24, 2016 – Oct. 31, 2017

Status: Ceased
Licence Holder: Industry Fund Services Limited (#232514)
Commenced: March 24, 2016
Ceased: Oct. 31, 2017