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  3. Daniel Lawrence Findlay

Daniel Lawrence Findlay

Name
Daniel Lawrence Findlay
ID
232653
ABN
–
First Provided Advice
1997

Qualifications

Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services

Memberships

Details of memberships of professional bodies or industry associations relevant to providing financial services

Licencee

Status
Ceased
Licence Holder
Capital Financial Planning WA Pty Ltd (#523344)
Commenced
Jan. 10, 2024
Ceased
Nov. 28, 2024
Status
Ceased
Licence Holder
IQ Financial Services Pty Ltd (#535047)
Commenced
Feb. 13, 2023
Ceased
March 20, 2023
Status
Ceased
Licence Holder
Next Generation Advice Pty Ltd (#302947)
Commenced
Aug. 9, 2022
Ceased
Feb. 10, 2023
Status
Ceased
Licence Holder
Superfast AM Pty Ltd (#283043)
Commenced
March 23, 2023
Ceased
Jan. 31, 2024
Status
Current
Licence Holder
Advocate Advisory Pty. Ltd. (#405576)
Commenced
Nov. 29, 2024

Skills

  • Provide Financial Product Advice - Carbon Credits/Carbon Unit
  • Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
  • Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
  • Provide Financial Product Advice - Derivatives
  • Provide Financial Product Advice - Derivatives/Derivatives - Wool only
  • Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
  • Provide Financial Product Advice - Derivatives/Derivatives - Grain only
  • Provide Financial Product Advice - Foreign Exchange Contracts
  • Provide Financial Product Advice - Government Debentures, Stocks or Bonds
  • Provide Financial Product Advice - Life Products/Investment Life Insurance Products
  • Provide Financial Product Advice - Life Products/Life Risk Insurance Product
  • Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
  • Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
  • Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
  • Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
  • Provide Financial Product Advice - Managed Investment Schemes/MDA Services
  • Provide Financial Product Advice - Retirement Savings Account Products
  • Provide Financial Product Advice - Securities
  • Provide Financial Product Advice - Superannuation
  • Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
  • Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
  • Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
  • Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
  • Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
  • Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
  • Provide Financial Product Advice - FHSA Issued non ADI
  • Old Law Securities Options Contracts and Warrants Securities
  • Old Law Futures Contracts and Warrants
  • Managed Investment Schemes (Registered or Unregistered)
  • Securities – Debentures Managed Investment Schemes
  • All Securities
Status
Ceased
Licence Holder
Actuate Advice Solutions Ltd (#231167)
Commenced
Aug. 1, 2004
Ceased
March 18, 2010
Status
Ceased
Licence Holder
Alliance Wealth Pty Ltd (#449221)
Commenced
Nov. 24, 2016
Ceased
April 11, 2017
Status
Ceased
Licence Holder
Bendigo Financial Planning Limited (#237898)
Commenced
Sept. 19, 2017
Ceased
June 30, 2019
Status
Ceased
Licence Holder
Bridges Financial Services Pty Limited (#240837)
Commenced
Jan. 1, 2011
Ceased
Sept. 21, 2012
Status
Ceased
Licence Holder
Dover Financial Advisers Pty Ltd (#307248)
Commenced
March 19, 2010
Ceased
Dec. 31, 2010
Status
Ceased
Licence Holder
Financial Stewards Pty Ltd (#480262)
Commenced
April 18, 2017
Ceased
April 26, 2017
Status
Ceased
Licence Holder
Gwm Adviser Services Pty Ltd (#230692)
Commenced
Sept. 24, 2012
Ceased
Aug. 3, 2016