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- Financial Advisers Australia (FAA)
- Daniel Lawrence Findlay
Daniel Lawrence Findlay
- Name
- Daniel Lawrence Findlay
- ID
- 232653
- ABN
- –
- First Provided Advice
- 1997
Qualifications
Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services
- 2003 - Advanced Diploma of Financial Planning - - Financial Planning Association of Australia
- 2003 - CFP - Certified Financial Planner - - Financial Planning Association of Australia
- 2003 - Diploma - Financial Planning - - Financial Planning Association of Australia
- 2005 - Other - Tertiary Assoc Diploma of Business Management - - La Trobe Uni
- 2010 - Other - Real Estate and Business Brokers Licence - - Kaplan and NSW Real Estate Institute
Memberships
Details of memberships of professional bodies or industry associations relevant to providing financial services
Licencee
- Status
- Ceased
- Licence Holder
- IQ Financial Services Pty Ltd (#535047)
- Commenced
- Feb. 13, 2023
- Ceased
- March 20, 2023
- Status
- Ceased
- Licence Holder
- Next Generation Advice Pty Ltd (#302947)
- Commenced
- Aug. 9, 2022
- Ceased
- Feb. 10, 2023
- Status
- Ceased
- Licence Holder
- Superfast AM Pty Ltd (#283043)
- Commenced
- March 23, 2023
- Ceased
- Jan. 31, 2024
- Status
- Current
- Licence Holder
- Capital Financial Planning WA Pty ltd (#523344)
- Commenced
- Jan. 10, 2024
Skills
- Provide Financial Product Advice - Carbon Credits/Carbon Unit
- Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
- Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
- Provide Financial Product Advice - Derivatives
- Provide Financial Product Advice - Derivatives/Derivatives - Wool only
- Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
- Provide Financial Product Advice - Derivatives/Derivatives - Grain only
- Provide Financial Product Advice - Foreign Exchange Contracts
- Provide Financial Product Advice - Government Debentures, Stocks or Bonds
- Provide Financial Product Advice - Life Products/Investment Life Insurance Products
- Provide Financial Product Advice - Life Products/Life Risk Insurance Product
- Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
- Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
- Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
- Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
- Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
- Provide Financial Product Advice - Managed Investment Schemes/MDA Services
- Provide Financial Product Advice - Retirement Savings Account Products
- Provide Financial Product Advice - Securities
- Provide Financial Product Advice - Superannuation
- Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
- Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
- Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
- Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
- Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
- Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
- Provide Financial Product Advice - FHSA Issued non ADI
- Old Law Securities Options Contracts and Warrants Securities
- Old Law Futures Contracts and Warrants
- Managed Investment Schemes (Registered or Unregistered)
- Securities – Debentures Managed Investment Schemes
- All Securities
- Status
- Ceased
- Licence Holder
- Actuate Advice Solutions Ltd (#231167)
- Commenced
- Aug. 1, 2004
- Ceased
- March 18, 2010
- Status
- Ceased
- Licence Holder
- Alliance Wealth Pty Ltd (#449221)
- Commenced
- Nov. 24, 2016
- Ceased
- April 11, 2017
- Status
- Ceased
- Licence Holder
- Bendigo Financial Planning Limited (#237898)
- Commenced
- Sept. 19, 2017
- Ceased
- June 30, 2019
- Status
- Ceased
- Licence Holder
- Bridges Financial Services Pty Limited (#240837)
- Commenced
- Jan. 1, 2011
- Ceased
- Sept. 21, 2012
- Status
- Ceased
- Licence Holder
- Dover Financial Advisers Pty Ltd (#307248)
- Commenced
- March 19, 2010
- Ceased
- Dec. 31, 2010
- Status
- Ceased
- Licence Holder
- Financial Stewards Pty Ltd (#480262)
- Commenced
- April 18, 2017
- Ceased
- April 26, 2017
- Status
- Ceased
- Licence Holder
- Gwm Adviser Services Pty Ltd (#230692)
- Commenced
- Sept. 24, 2012
- Ceased
- Aug. 3, 2016