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- Financial Advisers Australia (FAA)
- Stephanie King
Stephanie King
- Name
- Stephanie King
- ID
- 324079
- ABN
- –
- First Provided Advice
- 2011
- Restrictions
- Exclude self managed superannuation funds
Qualifications
Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services
- 2004 - Bachelor of Business (Business Administration) - Bachelor Degree (AQF 7) - RMIT
- 2007 - Diploma of Financial Services - - Kaplan
- 2011 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Kaplan
- 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
- 2020 - TASA and the TPB Code of Professional Conduct - Other - Kaplan
Memberships
Details of memberships of professional bodies or industry associations relevant to providing financial services
- Tax Practitioners Board (TPB)
Licencee
- Status
- Current
- Licence Holder
- Ara Consultants ltd (#224150)
- Commenced
- March 2, 2020
Skills
- Provide Financial Product Advice - Carbon Credits/Carbon Unit
- Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
- Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
- Provide Financial Product Advice - Derivatives
- Provide Financial Product Advice - Derivatives/Derivatives - Wool only
- Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
- Provide Financial Product Advice - Derivatives/Derivatives - Grain only
- Provide Financial Product Advice - Foreign Exchange Contracts
- Provide Financial Product Advice - Government Debentures, Stocks or Bonds
- Provide Financial Product Advice - Life Products/Investment Life Insurance Products
- Provide Financial Product Advice - Life Products/Life Risk Insurance Product
- Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
- Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
- Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
- Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
- Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
- Provide Financial Product Advice - Managed Investment Schemes/MDA Services
- Provide Financial Product Advice - Retirement Savings Account Products
- Provide Financial Product Advice - Securities
- Provide Financial Product Advice - Superannuation
- Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
- Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
- Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
- Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
- Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
- Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
- Provide Financial Product Advice - FHSA Issued non ADI
- Old Law Securities Options Contracts and Warrants Securities
- Old Law Futures Contracts and Warrants
- Managed Investment Schemes (Registered or Unregistered)
- Securities – Debentures Managed Investment Schemes
- All Securities
- Status
- Ceased
- Licence Holder
- Advice Evolution Pty Ltd (#342880)
- Commenced
- Jan. 28, 2016
- Ceased
- Dec. 7, 2017
- Status
- Ceased
- Licence Holder
- Capstone Financial Planning Pty Ltd (#223135)
- Commenced
- Aug. 29, 2011
- Ceased
- March 24, 2012
- Status
- Ceased
- Licence Holder
- Complete Financial Services Pty Ltd (#401310)
- Commenced
- May 15, 2012
- Ceased
- Feb. 2, 2015
- Status
- Ceased
- Licence Holder
- Millennium 3 Financial Services Pty Ltd (#244252)
- Commenced
- June 3, 2011
- Ceased
- Aug. 26, 2011
- Status
- Ceased
- Licence Holder
- Total Financial Solutions Australia Pty Ltd (#224954)
- Commenced
- Dec. 8, 2017
- Ceased
- Oct. 31, 2019