- Home
- Financial Advisers Australia (FAA)
- Sean Duane Gallagher
Sean Duane Gallagher
- Name
- Sean Duane Gallagher
- ID
- 259417
- ABN
- –
- First Provided Advice
- 2004
- Restrictions
- This representative is authorised to provide financial advice and dealings in relation to the following financial products:(A) deposit and payment products including: (1) basic deposit products; (2) deposit products other than basic deposit products; and (3) non-cash payment products (no advice - deal only);(B) interests in managed investment schemes including:(1) investor directed portfolio services;(C) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);(D)securities; and(E)superannuation; to retail and wholesale clients.
Qualifications
Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services
- 2000 - Series 7 - - US Securities & Exchange Commission
- 2010 - Professional Diploma in Stockbroking - Diploma (AQF 5) - DeakinPrime
- 2013 - 924 Superannuation & Skills - Certificate (AQF 1-4) - Kaplan
- 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT
Memberships
Details of memberships of professional bodies or industry associations relevant to providing financial services
- Stockbrokers and Investment Advisers Association (SIAA)
Licencee
- Status
- Ceased
- Licence Holder
- Boston Reed Pty Ltd (#225738)
- Commenced
- Aug. 23, 2021
- Ceased
- Aug. 24, 2021
- Status
- Ceased
- Licence Holder
- Morgans Financial Limited (#235410)
- Commenced
- March 10, 2004
- Ceased
- Aug. 23, 2021
- Status
- Current
- Licence Holder
- Boston Reed Pty ltd (#225738)
- Commenced
- Aug. 25, 2021
Skills
- Provide Financial Product Advice - Carbon Credits/Carbon Unit
- Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
- Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
- Provide Financial Product Advice - Derivatives
- Provide Financial Product Advice - Derivatives/Derivatives - Wool only
- Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
- Provide Financial Product Advice - Derivatives/Derivatives - Grain only
- Provide Financial Product Advice - Foreign Exchange Contracts
- Provide Financial Product Advice - Government Debentures, Stocks or Bonds
- Provide Financial Product Advice - Life Products/Investment Life Insurance Products
- Provide Financial Product Advice - Life Products/Life Risk Insurance Product
- Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
- Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
- Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
- Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
- Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
- Provide Financial Product Advice - Managed Investment Schemes/MDA Services
- Provide Financial Product Advice - Retirement Savings Account Products
- Provide Financial Product Advice - Securities
- Provide Financial Product Advice - Superannuation
- Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
- Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
- Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
- Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
- Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
- Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
- Provide Financial Product Advice - FHSA Issued non ADI
- Old Law Securities Options Contracts and Warrants Securities
- Old Law Futures Contracts and Warrants
- Managed Investment Schemes (Registered or Unregistered)
- Securities – Debentures Managed Investment Schemes
- All Securities