Scott James Nicholls

Name
Scott James Nicholls
ID
1005607
ABN
First Provided Advice
2002
Restrictions
Scope of Authority: Comprehensive(a) provide financial product advice for the following classes of financial products:(i) deposit and payment products limited to:(A) basic deposit products;(B) deposit products other than basic deposit products;(ii) debentures, stocks or bonds issued or proposed to be issued by a Government;(iii) life products including:(A) investment life insurance products as well as any products issued by aRegistered Life Insurance Company that are backed by one or more of itsstatutory funds; and(B) life risk insurance products as well as any products issued by a RegisteredLife Insurance Company that are backed by one or more of its statutoryfunds;(iv) interests in managed investment schemes including, but not limited to:(A) investor directed portfolio services (IDPS); and(B) managed investment schemes that are IDPS-like schemes;(v) securities;(vi) standard margin lending facility; and(vii) superannuation, excluding Self Managed Superannuation Funds (SMSFs);Industry Fund Services Limited, 2016(b) deal in a financial product by:(i) applying for, acquiring, varying or disposing of a financial product on behalf ofanother person in respect of the following classes of products:(A) deposit and payment products limited to:(1) basic deposit products;(B) life products including:(1) investment life insurance products as well as any products issuedby a Registered Life Insurance Company that are backed by one ormore of its statutory funds; and(2) life risk insurance products as well as any products issued by aRegistered Life Insurance Company that are backed by one or moreof its statutory funds;(C) interests in managed investment schemes including, but not limited to:(1) investor directed portfolio services (IDPS); and(2) managed investment schemes that are IDPS-like schemes;(D) securities;(E) standard margin lending facility; and(F) superannuation, excluding Self Managed Superannuation Funds (SMSFs);to retail or wholesal

Qualifications

Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services

Memberships

Details of memberships of professional bodies or industry associations relevant to providing financial services

Licencee

Status
Ceased
Licence Holder
Acn 128 650 037 Pty Limited (#323825)
Commenced
July 13, 2018
Ceased
June 14, 2019
Status
Ceased
Licence Holder
Brougham & Vaux (aust.) Pty Ltd (#394795)
Commenced
March 3, 2016
Ceased
June 1, 2017
Status
Ceased
Licence Holder
Heritage And People's Choice Limited (#244310)
Commenced
Sept. 15, 2008
Ceased
Sept. 25, 2015
Status
Ceased
Licence Holder
Industry Fund Services Limited (#232514)
Commenced
June 29, 2017
Ceased
Nov. 22, 2017