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- Financial Advisers Australia (FAA)
- Scott James Nicholls
Scott James Nicholls
- Name
- Scott James Nicholls
- ID
- 1005607
- ABN
- –
- First Provided Advice
- 2002
- Restrictions
- Scope of Authority: Comprehensive(a) provide financial product advice for the following classes of financial products:(i) deposit and payment products limited to:(A) basic deposit products;(B) deposit products other than basic deposit products;(ii) debentures, stocks or bonds issued or proposed to be issued by a Government;(iii) life products including:(A) investment life insurance products as well as any products issued by aRegistered Life Insurance Company that are backed by one or more of itsstatutory funds; and(B) life risk insurance products as well as any products issued by a RegisteredLife Insurance Company that are backed by one or more of its statutoryfunds;(iv) interests in managed investment schemes including, but not limited to:(A) investor directed portfolio services (IDPS); and(B) managed investment schemes that are IDPS-like schemes;(v) securities;(vi) standard margin lending facility; and(vii) superannuation, excluding Self Managed Superannuation Funds (SMSFs);Industry Fund Services Limited, 2016(b) deal in a financial product by:(i) applying for, acquiring, varying or disposing of a financial product on behalf ofanother person in respect of the following classes of products:(A) deposit and payment products limited to:(1) basic deposit products;(B) life products including:(1) investment life insurance products as well as any products issuedby a Registered Life Insurance Company that are backed by one ormore of its statutory funds; and(2) life risk insurance products as well as any products issued by aRegistered Life Insurance Company that are backed by one or moreof its statutory funds;(C) interests in managed investment schemes including, but not limited to:(1) investor directed portfolio services (IDPS); and(2) managed investment schemes that are IDPS-like schemes;(D) securities;(E) standard margin lending facility; and(F) superannuation, excluding Self Managed Superannuation Funds (SMSFs);to retail or wholesal
Qualifications
Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services
Memberships
Details of memberships of professional bodies or industry associations relevant to providing financial services
Licencee
- Status
- Ceased
- Licence Holder
- Acn 128 650 037 Pty Limited (#323825)
- Commenced
- July 13, 2018
- Ceased
- June 14, 2019
- Status
- Ceased
- Licence Holder
- Brougham & Vaux (aust.) Pty Ltd (#394795)
- Commenced
- March 3, 2016
- Ceased
- June 1, 2017
- Status
- Ceased
- Licence Holder
- Heritage And People's Choice Limited (#244310)
- Commenced
- Sept. 15, 2008
- Ceased
- Sept. 25, 2015
- Status
- Ceased
- Licence Holder
- Industry Fund Services Limited (#232514)
- Commenced
- June 29, 2017
- Ceased
- Nov. 22, 2017