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Sandy Yee-nga Lui

Name
Sandy Yee-nga Lui
ID
313687
ABN
–
First Provided Advice
2008

Qualifications

Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services

  • 2003 - Bachelor of Business - - University of Technoloy Sydney
  • 2007 - Diploma of Financial Services (Financial Planning) - - GWM Adviser Services| Advice Education
  • 2008 - Advanced Diploma of Financial Services (Financial Planning) - - GWM Adviser Services|Three Sixty

Memberships

Details of memberships of professional bodies or industry associations relevant to providing financial services

  • Financial Advice Association of Australia (FAAA)
  • Financial Planning Association (FPA) - Certified Financial Planner

Licencee

Status
Ceased
Licence Holder
Alpha Asset Management Pty Ltd (#480258)
Commenced
July 14, 2025
Ceased
Aug. 31, 2025
Status
Ceased
Licence Holder
Alteris Financial Group Pty Ltd (#402370)
Commenced
Sept. 2, 2019
Ceased
April 26, 2024
Status
Ceased
Licence Holder
Brady & Associates Pty. Ltd (#246740)
Commenced
July 14, 2025
Ceased
Aug. 31, 2025
Status
Ceased
Licence Holder
Piccadilly Financial Services Pty Ltd (#414417)
Commenced
Nov. 20, 2019
Ceased
June 28, 2023
Status
Ceased
Licence Holder
Telstra Super Financial Planning Pty Ltd (#218705)
Commenced
May 24, 2024
Ceased
Aug. 26, 2024
Status
Current
Licence Holder
Focus Partners Wealth Pty ltd (#234525)
Commenced
Sept. 1, 2025

Skills

  • Provide Financial Product Advice - Carbon Credits/Carbon Unit
  • Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
  • Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
  • Provide Financial Product Advice - Derivatives
  • Provide Financial Product Advice - Derivatives/Derivatives - Wool only
  • Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
  • Provide Financial Product Advice - Derivatives/Derivatives - Grain only
  • Provide Financial Product Advice - Foreign Exchange Contracts
  • Provide Financial Product Advice - Government Debentures, Stocks or Bonds
  • Provide Financial Product Advice - Life Products/Investment Life Insurance Products
  • Provide Financial Product Advice - Life Products/Life Risk Insurance Product
  • Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
  • Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
  • Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
  • Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
  • Provide Financial Product Advice - Managed Investment Schemes/MDA Services
  • Provide Financial Product Advice - Retirement Savings Account Products
  • Provide Financial Product Advice - Securities
  • Provide Financial Product Advice - Superannuation
  • Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
  • Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
  • Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
  • Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
  • Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
  • Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
  • Provide Financial Product Advice - FHSA Issued non ADI
  • Old Law Securities Options Contracts and Warrants Securities
  • Old Law Futures Contracts and Warrants
  • Managed Investment Schemes (Registered or Unregistered)
  • Securities – Debentures Managed Investment Schemes
  • All Securities
Status
Ceased
Licence Holder
Financial Wisdom Limited (#231138)
Commenced
Sept. 7, 2012
Ceased
Sept. 10, 2019
Status
Ceased
Licence Holder
Gpl (vic) Pty Ltd (#230690)
Commenced
March 20, 2010
Ceased
Feb. 2, 2012