- Home
- Financial Advisers Australia (FAA)
- Richard Andrew Carey
Richard Andrew Carey
- Name
- Richard Andrew Carey
- ID
- 290608
- ABN
- –
- First Provided Advice
- 1999
Qualifications
Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services
- 1983 - Bachelor of Arts in Accounting - - Canberra College of Advanced Education
- 1985 - Chartered Accountant (CA) - - Institute of Chartered Accountants Australia (ICAA)
- 2002 - Certified Financial Planner (CFP) - - Financial Planning Association
- 2014 - Chartered Accountants Self Managed Superannuation Funds (CA SMSF) Specialisation Workshop - - ICAA
- 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
Memberships
Details of memberships of professional bodies or industry associations relevant to providing financial services
- Chartered Accountants Australia and New Zealand (CA ANZ)
- Tax Practitioners Board (TPB)
Licencee
- Status
- Ceased
- Licence Holder
- Cip Licensing Limited (#471728)
- Commenced
- April 30, 2020
- Ceased
- May 22, 2020
- Status
- Ceased
- Licence Holder
- Omniwealth Services Pty Limited (#309643)
- Commenced
- Sept. 26, 2018
- Ceased
- April 30, 2020
- Status
- Ceased
- Licence Holder
- Wealth Forum Pty Ltd (#389528)
- Commenced
- June 16, 2020
- Ceased
- Dec. 8, 2020
- Status
- Current
- Licence Holder
- United Advice Pty ltd (#523332)
- Commenced
- Aug. 5, 2020
Skills
- Provide Financial Product Advice - Carbon Credits/Carbon Unit
- Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
- Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
- Provide Financial Product Advice - Derivatives
- Provide Financial Product Advice - Derivatives/Derivatives - Wool only
- Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
- Provide Financial Product Advice - Derivatives/Derivatives - Grain only
- Provide Financial Product Advice - Foreign Exchange Contracts
- Provide Financial Product Advice - Government Debentures, Stocks or Bonds
- Provide Financial Product Advice - Life Products/Investment Life Insurance Products
- Provide Financial Product Advice - Life Products/Life Risk Insurance Product
- Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
- Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
- Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
- Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
- Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
- Provide Financial Product Advice - Managed Investment Schemes/MDA Services
- Provide Financial Product Advice - Retirement Savings Account Products
- Provide Financial Product Advice - Securities
- Provide Financial Product Advice - Superannuation
- Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
- Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
- Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
- Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
- Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
- Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
- Provide Financial Product Advice - FHSA Issued non ADI
- Old Law Securities Options Contracts and Warrants Securities
- Old Law Futures Contracts and Warrants
- Managed Investment Schemes (Registered or Unregistered)
- Securities – Debentures Managed Investment Schemes
- All Securities
- Status
- Ceased
- Licence Holder
- Mercer Financial Advice (australia) Pty Ltd (#411766)
- Commenced
- Jan. 9, 2012
- Ceased
- Sept. 3, 2018
- Status
- Ceased
- Licence Holder
- Mercer Superannuation (australia) Limited (#235906)
- Commenced
- July 11, 2005
- Ceased
- Jan. 6, 2012