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- Financial Advisers Australia (FAA)
- Philip Barclay Rofe
Philip Barclay Rofe
- Name
- Philip Barclay Rofe
- ID
- 1001207
- ABN
- –
- First Provided Advice
- 2003
Qualifications
Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services
- 2000 - Master of Business Adminstration - - Bond University
- 2007 - Accredited Derivatives Advisor 1&2 - Professional Designations - Kaplan
- 2019 - Masters of Financial Planning - Masters Degree (AQF 9) - UNSW
- 2022 - Financial Adviser Exam - Other - ASIC
Memberships
Details of memberships of professional bodies or industry associations relevant to providing financial services
Licencee
- Status
- Ceased
- Licence Holder
- Climb Wealth Pty Ltd (#409424)
- Commenced
- Oct. 27, 2025
- Ceased
- Oct. 30, 2025
- Status
- Ceased
- Licence Holder
- Climb Wealth Pty Ltd (#409424)
- Commenced
- Oct. 31, 2025
- Ceased
- March 31, 2026
- Status
- Ceased
- Licence Holder
- Havana Financial Services Pty Ltd (#500435)
- Commenced
- April 1, 2024
- Ceased
- Oct. 22, 2025
- Status
- Ceased
- Licence Holder
- Suetonius Wealth Management Pty Limited (#452772)
- Commenced
- May 25, 2023
- Ceased
- June 30, 2023
- Status
- Current
- Licence Holder
- Findex Advice Services Pty ltd (#243253)
- Commenced
- April 28, 2026
Skills
- Provide Financial Product Advice - Carbon Credits/Carbon Unit
- Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
- Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
- Provide Financial Product Advice - Derivatives
- Provide Financial Product Advice - Derivatives/Derivatives - Wool only
- Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
- Provide Financial Product Advice - Derivatives/Derivatives - Grain only
- Provide Financial Product Advice - Foreign Exchange Contracts
- Provide Financial Product Advice - Government Debentures, Stocks or Bonds
- Provide Financial Product Advice - Life Products/Investment Life Insurance Products
- Provide Financial Product Advice - Life Products/Life Risk Insurance Product
- Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
- Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
- Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
- Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
- Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
- Provide Financial Product Advice - Managed Investment Schemes/MDA Services
- Provide Financial Product Advice - Retirement Savings Account Products
- Provide Financial Product Advice - Securities
- Provide Financial Product Advice - Superannuation
- Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
- Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
- Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
- Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
- Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
- Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
- Provide Financial Product Advice - FHSA Issued non ADI
- Old Law Securities Options Contracts and Warrants Securities
- Old Law Futures Contracts and Warrants
- Managed Investment Schemes (Registered or Unregistered)
- Securities – Debentures Managed Investment Schemes
- All Securities
- Status
- Ceased
- Licence Holder
- Alpha Securities Pty Ltd (#330757)
- Commenced
- Oct. 23, 2012
- Ceased
- Jan. 1, 2022
- Status
- Ceased
- Licence Holder
- Bellmont Group Pty Ltd (#331625)
- Commenced
- Sept. 24, 2010
- Ceased
- Oct. 31, 2012
- Status
- Ceased
- Licence Holder
- Kinetic Securities Pty. Limited (#309743)
- Commenced
- Feb. 1, 2009
- Ceased
- July 15, 2010