Nicole Simone Rosen

Name
Nicole Simone Rosen
ID
1265823
ABN
First Provided Advice
2018
Restrictions
SMSF AdviceProvide financial product advice (as defined in s766B Corporations Act) to retail and wholesale clients on:self-managed superannuation funds;superannuation products in relation to a clients existing holding in a superannuation product but only to the extent required for:making a recommendation that the client establish a self-managed superannuation fund; orproviding advice to the client on contributions or pensions under a superannuation product.Class of Product AdviceProvide class of product advice (as defined in s912A(4) of the Corporations Act) to retail and wholesale clients on:superannuation products;securities;simple managed investment schemes;general insurance products;life risk insurance products;basic deposit products.ArrangingArrange to deal in an interest in a self-managed superannuation fund in respect of retail and wholesale clients.

Qualifications

Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services

Memberships

Details of memberships of professional bodies or industry associations relevant to providing financial services

Licencee

Status
Ceased
Licence Holder
Unison Advice Services Ltd (#228894)
Commenced
Dec. 21, 2018
Ceased
Oct. 28, 2021
Status
Ceased
Licence Holder
Octillion Partners Pty Ltd (#289621)
Commenced
July 10, 2018
Ceased
Dec. 21, 2018