Nicholas James Leopold Shiroi

Name
Nicholas James Leopold Shiroi
ID
1268784
ABN
–
First Provided Advice
2011

Qualifications

Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services

  • 2003 - BUSINESS WITH FINANCE BA (Honours) - Professional Designations - PLYMOUTH BUSINESS SCHOOL - UK
  • 2011 - Award in Financial Planning - - Chartered Insurance Institute - UK
  • 2016 - Insurance Intermediaries: Principles & Practices, Long Term Insurance, Investment Linked Insurance - - PEAK-Vocational Training Council - Hong Kong
  • 2018 - FNS1815 Diploma of Financial Services - Diploma (AQF 5) - Financial Educational Professionals
  • 2018 - Financial Services, Regulation and Ethics - - LONDON INSTITUTE OF BANK AND FINANCE - UK
  • 2019 - LIBF Level 4 Diploma for Financial Advisers - Professional Designations - LONDON INSTITUTE OF BANK AND FINANCE - UK
  • 2019 - LIBF Level 6 Pension Transfers - Professional Designations - LONDON INSTITUTE OF BANK AND FINANCE - UK
  • 2021 - FASEA Financial Adviser (Ethics) Exam - Other - Australian Council for Educational Research (ACER)
  • 2023 - LIBF Managed Investments - Other - LONDON INSTITUTE OF BANK AND FINANCE - UK

Memberships

Details of memberships of professional bodies or industry associations relevant to providing financial services

  • Hong Kong Insurance Authority - Technical Representative (Broker) IA3702

Licencee

Status
Current
Licence Holder
Shenton Pty ltd (#345470)
Commenced
Oct. 29, 2018

Skills

  • Provide Financial Product Advice - Carbon Credits/Carbon Unit
  • Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
  • Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
  • Provide Financial Product Advice - Derivatives
  • Provide Financial Product Advice - Derivatives/Derivatives - Wool only
  • Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
  • Provide Financial Product Advice - Derivatives/Derivatives - Grain only
  • Provide Financial Product Advice - Foreign Exchange Contracts
  • Provide Financial Product Advice - Government Debentures, Stocks or Bonds
  • Provide Financial Product Advice - Life Products/Investment Life Insurance Products
  • Provide Financial Product Advice - Life Products/Life Risk Insurance Product
  • Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
  • Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
  • Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
  • Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
  • Provide Financial Product Advice - Managed Investment Schemes/MDA Services
  • Provide Financial Product Advice - Retirement Savings Account Products
  • Provide Financial Product Advice - Securities
  • Provide Financial Product Advice - Superannuation
  • Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
  • Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
  • Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
  • Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
  • Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
  • Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
  • Provide Financial Product Advice - FHSA Issued non ADI
  • Old Law Securities Options Contracts and Warrants Securities
  • Old Law Futures Contracts and Warrants
  • Managed Investment Schemes (Registered or Unregistered)
  • Securities – Debentures Managed Investment Schemes
  • All Securities