Kate Dundon

Name: Kate Dundon
ID: 1245202
ABN: –
First Provided Advice: 2016
Restrictions: Scope of Authority: Comprehensive(a) provide financial product advice for the following classes of financial products:(i) deposit and payment products limited to:(A) basic deposit products;(B) deposit products other than basic deposit products;(ii) debentures, stocks or bonds issued or proposed to be issued by a Government;(iii) life products including:(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;(iv) interests in managed investment schemes including, but not limited to:(A) investor directed portfolio services (IDPS); and(B) managed investment schemes that are IDPS-like schemes;(v) securities;(vi) standard margin lending facility; and(vii) superannuation, excluding Self Managed Superannuation Funds (SMSFs);(b) deal in a financial product by: Industry Fund Services Limited, 2016(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:(A) deposit and payment products limited to:(1) basic deposit products;(B) life products including:(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;(C) interests in managed investment schemes including, but not limited to:(1) investor directed portfolio services (IDPS); and(2) managed investment schemes that are IDPS-like schemes;(D) securities;(E) standard margin lending facility; and(F) superannuation, excluding Self Managed Superannuation Funds (SMSFs);to retail or wholesale clients

Qualifications

Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services

2012 - Bachelor of Psychological Science - Bachelor Degree (AQF 7) - University South Australia
2017 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Kaplan
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2020 - SMSF Association Specialist Member Accreditation Program - Professional Designations - SMSF Association
2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional

Memberships

Details of memberships of professional bodies or industry associations relevant to providing financial services

Financial Advice Association of Australia (FAAA)
SMSF Association

Licencee

E.l. & C. Baillieu Pty Limited (#245421) Ceased Jan. 20, 2020 – Aug. 13, 2021

Status: Ceased
Licence Holder: E.l. & C. Baillieu Pty Limited (#245421)
Commenced: Jan. 20, 2020
Ceased: Aug. 13, 2021

Statewide Superannuation Pty Ltd (#243171) Ceased Feb. 1, 2019 – Jan. 10, 2020

Status: Ceased
Licence Holder: Statewide Superannuation Pty Ltd (#243171)
Commenced: Feb. 1, 2019
Ceased: Jan. 10, 2020

Midsec Licencing Pty ltd (#524124) Current from Aug. 18, 2021

Status: Current
Licence Holder: Midsec Licencing Pty ltd (#524124)
Commenced: Aug. 18, 2021

Skills

Industry Fund Services Limited (#232514) Ceased July 18, 2016 – Jan. 31, 2019

Status: Ceased
Licence Holder: Industry Fund Services Limited (#232514)
Commenced: July 18, 2016
Ceased: Jan. 31, 2019