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- Johnny LY
Johnny LY
- Name
- Johnny LY
- ID
- 353501
- ABN
- –
- First Provided Advice
- 2010
Qualifications
Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services
- 2003 - Bachelor of Technology - Bachelor Degree (AQF 7) - Macquarie University
- 2006 - Master of Commerce - - Macquarie University
- 2010 - Diploma of Financial Services - - Mentor Education Group
- 2011 - Advanced Diploma of Financial Services - - Pinnacle Financial Services Academy
- 2013 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia
- 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
Memberships
Details of memberships of professional bodies or industry associations relevant to providing financial services
- Financial Advice Association of Australia (FAAA)
Licencee
- Status
- Ceased
- Licence Holder
- Advice & Wealth Partners Pty Ltd (#532199)
- Commenced
- Jan. 19, 2022
- Ceased
- July 2, 2026
- Status
- Ceased
- Licence Holder
- Synchron Advice Pty Ltd (#243313)
- Commenced
- July 16, 2018
- Ceased
- Jan. 18, 2022
- Status
- Current
- Licence Holder
- Advice & Wealth Partners Pty ltd (#532199)
- Commenced
- July 1, 2026
Skills
- Provide Financial Product Advice - Carbon Credits/Carbon Unit
- Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
- Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
- Provide Financial Product Advice - Derivatives
- Provide Financial Product Advice - Derivatives/Derivatives - Wool only
- Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
- Provide Financial Product Advice - Derivatives/Derivatives - Grain only
- Provide Financial Product Advice - Foreign Exchange Contracts
- Provide Financial Product Advice - Government Debentures, Stocks or Bonds
- Provide Financial Product Advice - Life Products/Investment Life Insurance Products
- Provide Financial Product Advice - Life Products/Life Risk Insurance Product
- Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
- Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
- Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
- Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
- Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
- Provide Financial Product Advice - Managed Investment Schemes/MDA Services
- Provide Financial Product Advice - Retirement Savings Account Products
- Provide Financial Product Advice - Securities
- Provide Financial Product Advice - Superannuation
- Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
- Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
- Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
- Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
- Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
- Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
- Provide Financial Product Advice - FHSA Issued non ADI
- Old Law Securities Options Contracts and Warrants Securities
- Old Law Futures Contracts and Warrants
- Managed Investment Schemes (Registered or Unregistered)
- Securities – Debentures Managed Investment Schemes
- All Securities
- Status
- Ceased
- Licence Holder
- Fiducian Financial Services Pty Ltd (#231103)
- Commenced
- Dec. 4, 2013
- Ceased
- Oct. 16, 2014
- Status
- Ceased
- Licence Holder
- Gwm Adviser Services Pty Ltd (#230692)
- Commenced
- July 20, 2011
- Ceased
- Nov. 11, 2013
- Status
- Ceased
- Licence Holder
- Hsbc Bank Australia Limited (#232595)
- Commenced
- Dec. 1, 2014
- Ceased
- Jan. 6, 2017
- Status
- Ceased
- Licence Holder
- Oreana Financial Services Pty Ltd (#482234)
- Commenced
- Jan. 9, 2017
- Ceased
- July 13, 2018
- Status
- Ceased
- Licence Holder
- Spectrum Wealth Advisers Pty Ltd (#334400)
- Commenced
- May 3, 2010
- Ceased
- July 5, 2011