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- Financial Advisers Australia (FAA)
- Joanne Katherine Roberts
Joanne Katherine Roberts
- Name
- Joanne Katherine Roberts
- ID
- 1004191
- ABN
- –
- First Provided Advice
- 2014
- Restrictions
- Scope of Authority: LIMITED. Adviser Is RESTRICTED from providing advice for the following classes of financial products: (i) debentures, stocks or bonds issued or proposed to be issued by a government; (ii) interests in managed investment schemes including;(A) investor directed portfolio services; (iii) securities; (iv) standard margin lending facility; (v) Self Managed Superannuation Funds (SMSFs). Adviser is RESTRICTED from dealing in a financial product by applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than basic deposit products; (ii) debentures, stocks or bonds issued or proposed to be issued by a government; (iii) interests in managed investment schemes including; (A) investor directed portfolio services; (iv) securities; (v) standard margin lending facility; (vi) Self Manager Superannuation Funds (SMSFs); to retail or wholesale clients.
Qualifications
Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services
Memberships
Details of memberships of professional bodies or industry associations relevant to providing financial services
Licencee
- Status
- Ceased
- Licence Holder
- Fitzpatricks Private Wealth Pty Ltd (#247429)
- Commenced
- Aug. 18, 2016
- Ceased
- June 2, 2017
- Status
- Ceased
- Licence Holder
- Industry Fund Services Limited (#232514)
- Commenced
- June 30, 2017
- Ceased
- Jan. 31, 2019
- Status
- Ceased
- Licence Holder
- National Australia Bank Limited (#230686)
- Commenced
- April 4, 2014
- Ceased
- Dec. 11, 2015
- Status
- Ceased
- Licence Holder
- Statewide Superannuation Pty Ltd (#243171)
- Commenced
- Feb. 1, 2019
- Ceased
- Feb. 22, 2019