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- Financial Advisers Australia (FAA)
- Jesse David Yates
Jesse David Yates
- Name
- Jesse David Yates
- ID
- 320772
- ABN
- –
- First Provided Advice
- 2007
Qualifications
Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services
- 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Planning
- 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education
- 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional Education
- 2015 - Cavendish & ICFS Specialist SMSF Course - - University of Adelaide
- 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional Education
Memberships
Details of memberships of professional bodies or industry associations relevant to providing financial services
Licencee
- Status
- Ceased
- Licence Holder
- Havana Financial Services Pty Ltd (#500435)
- Commenced
- March 16, 2024
- Ceased
- Oct. 4, 2024
- Status
- Ceased
- Licence Holder
- Havana Financial Services Pty Ltd (#500435)
- Commenced
- March 24, 2023
- Ceased
- March 15, 2024
- Status
- Ceased
- Licence Holder
- Infocus Securities Australia Pty Ltd (#236523)
- Commenced
- June 18, 2020
- Ceased
- Nov. 18, 2022
- Status
- Current
- Licence Holder
- Finchley & Kent Pty ltd (#555169)
- Commenced
- Sept. 18, 2024
Skills
- Provide Financial Product Advice - Carbon Credits/Carbon Unit
- Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
- Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
- Provide Financial Product Advice - Derivatives
- Provide Financial Product Advice - Derivatives/Derivatives - Wool only
- Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
- Provide Financial Product Advice - Derivatives/Derivatives - Grain only
- Provide Financial Product Advice - Foreign Exchange Contracts
- Provide Financial Product Advice - Government Debentures, Stocks or Bonds
- Provide Financial Product Advice - Life Products/Investment Life Insurance Products
- Provide Financial Product Advice - Life Products/Life Risk Insurance Product
- Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
- Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
- Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
- Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
- Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
- Provide Financial Product Advice - Managed Investment Schemes/MDA Services
- Provide Financial Product Advice - Retirement Savings Account Products
- Provide Financial Product Advice - Securities
- Provide Financial Product Advice - Superannuation
- Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
- Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
- Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
- Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
- Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
- Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
- Provide Financial Product Advice - FHSA Issued non ADI
- Old Law Securities Options Contracts and Warrants Securities
- Old Law Futures Contracts and Warrants
- Managed Investment Schemes (Registered or Unregistered)
- Securities – Debentures Managed Investment Schemes
- All Securities
- Status
- Ceased
- Licence Holder
- Acn 615 197 745 Pty Ltd (#495539)
- Commenced
- Aug. 6, 2019
- Ceased
- June 17, 2020
- Status
- Ceased
- Licence Holder
- The Salisbury Group Pty Ltd (#225379)
- Commenced
- March 1, 2010
- Ceased
- Feb. 1, 2011
- Status
- Ceased
- Licence Holder
- Westpac Banking Corporation (#233714)
- Commenced
- April 4, 2011
- Ceased
- June 7, 2019