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Hock Jeen Liaw

Name
Hock Jeen Liaw
ID
1237656
ABN
–
First Provided Advice
2015

Qualifications

Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services

  • 2011 - Bachelor of Commerce - - University of Canberra
  • 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Canberra
  • 2013 - Diploma of Financial Planning - - KAPLAN
  • 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan
  • 2014 - Advanced Diploma of Financial Planning - - KAPLAN
  • 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan
  • 2017 - Certified Financial Planner (CFP) - Professional Designations - FPA
  • 2018 - Life Risk Specialist (LRS) - Certificate (AQF 1-4) - FPA
  • 2020 - FPC002B- Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
  • 2020 - SMSF - Other - Kaplan

Memberships

Details of memberships of professional bodies or industry associations relevant to providing financial services

  • Financial Advice Association of Australia (FAAA)

Licencee

Status
Ceased
Licence Holder
Advice Evolution Pty Ltd (#342880)
Commenced
July 10, 2023
Ceased
June 28, 2024
Status
Ceased
Licence Holder
Ausure Pty Ltd (#238433)
Commenced
Aug. 30, 2019
Ceased
March 19, 2020
Status
Ceased
Licence Holder
Gps Wealth Ltd (#254544)
Commenced
March 24, 2020
Ceased
June 11, 2021
Status
Ceased
Licence Holder
Towers Watson Australia Pty Ltd (#229921)
Commenced
June 21, 2021
Ceased
July 7, 2023
Status
Current
Licence Holder
Certus Fsl Pty ltd (#557423)
Commenced
July 8, 2024

Skills

  • Provide Financial Product Advice - Carbon Credits/Carbon Unit
  • Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
  • Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
  • Provide Financial Product Advice - Derivatives
  • Provide Financial Product Advice - Derivatives/Derivatives - Wool only
  • Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
  • Provide Financial Product Advice - Derivatives/Derivatives - Grain only
  • Provide Financial Product Advice - Foreign Exchange Contracts
  • Provide Financial Product Advice - Government Debentures, Stocks or Bonds
  • Provide Financial Product Advice - Life Products/Investment Life Insurance Products
  • Provide Financial Product Advice - Life Products/Life Risk Insurance Product
  • Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
  • Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
  • Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
  • Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
  • Provide Financial Product Advice - Managed Investment Schemes/MDA Services
  • Provide Financial Product Advice - Retirement Savings Account Products
  • Provide Financial Product Advice - Securities
  • Provide Financial Product Advice - Superannuation
  • Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
  • Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
  • Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
  • Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
  • Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
  • Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
  • Provide Financial Product Advice - FHSA Issued non ADI
  • Old Law Securities Options Contracts and Warrants Securities
  • Old Law Futures Contracts and Warrants
  • Managed Investment Schemes (Registered or Unregistered)
  • Securities – Debentures Managed Investment Schemes
  • All Securities
Status
Ceased
Licence Holder
Aware Financial Services Australia Limited (#238430)
Commenced
Nov. 2, 2015
Ceased
Nov. 14, 2018
Status
Ceased
Licence Holder
Dixon Advisory & Superannuation Services Pty Limited (#231143)
Commenced
Jan. 1, 2014
Ceased
Sept. 3, 2015