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- Financial Advisers Australia (FAA)
- Doris Baron
Doris Baron
- Name
- Doris Baron
- ID
- 381390
- ABN
- –
- First Provided Advice
- 1997
Qualifications
Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services
- 1987 - Bachelor of Business (Economics and Finance) - - Other
- 2000 - Diploma of Financial Planning - - Deakin University
- 2006 - Margin Lending - Other - Colonial
- 2007 - Self Managed Super Funds - Other - KAPLAN
Memberships
Details of memberships of professional bodies or industry associations relevant to providing financial services
- CFP - Certified Financial Planner (FPA)
- Financial Advice Association of Australia (FAAA)
Licencee
- Status
- Ceased
- Licence Holder
- A.c.n. 603 037 510 Pty Ltd (#494274)
- Commenced
- May 11, 2023
- Ceased
- Dec. 11, 2023
- Status
- Ceased
- Licence Holder
- Amp Financial Planning Pty Limited (#232706)
- Commenced
- July 29, 2015
- Ceased
- Dec. 12, 2019
- Status
- Ceased
- Licence Holder
- Swinbourne Financial Group Pty Ltd (#514585)
- Commenced
- Dec. 12, 2019
- Ceased
- Dec. 10, 2021
- Status
- Ceased
- Licence Holder
- Swinbourne Financial Group Pty Ltd (#514585)
- Commenced
- Nov. 19, 2021
- Ceased
- Nov. 16, 2022
- Status
- Current
- Licence Holder
- Advocate Advisory Pty. Ltd. (#405576)
- Commenced
- Dec. 12, 2023
Skills
- Provide Financial Product Advice - Carbon Credits/Carbon Unit
- Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
- Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
- Provide Financial Product Advice - Derivatives
- Provide Financial Product Advice - Derivatives/Derivatives - Wool only
- Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
- Provide Financial Product Advice - Derivatives/Derivatives - Grain only
- Provide Financial Product Advice - Foreign Exchange Contracts
- Provide Financial Product Advice - Government Debentures, Stocks or Bonds
- Provide Financial Product Advice - Life Products/Investment Life Insurance Products
- Provide Financial Product Advice - Life Products/Life Risk Insurance Product
- Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
- Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
- Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
- Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
- Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
- Provide Financial Product Advice - Managed Investment Schemes/MDA Services
- Provide Financial Product Advice - Retirement Savings Account Products
- Provide Financial Product Advice - Securities
- Provide Financial Product Advice - Superannuation
- Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
- Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
- Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
- Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
- Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
- Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
- Provide Financial Product Advice - FHSA Issued non ADI
- Old Law Securities Options Contracts and Warrants Securities
- Old Law Futures Contracts and Warrants
- Managed Investment Schemes (Registered or Unregistered)
- Securities – Debentures Managed Investment Schemes
- All Securities
- Status
- Ceased
- Licence Holder
- Financial Wisdom Limited (#231138)
- Commenced
- Sept. 2, 2010
- Ceased
- March 1, 2011
- Status
- Ceased
- Licence Holder
- Gwm Adviser Services Pty Ltd (#230692)
- Commenced
- May 21, 2012
- Ceased
- July 26, 2015
- Status
- Ceased
- Licence Holder
- Jigsaw Support Services Pty Limited (#234663)
- Commenced
- March 7, 2011
- Ceased
- May 21, 2012
- Status
- Ceased
- Licence Holder
- Westpac Banking Corporation (#233714)
- Commenced
- Aug. 1, 2009
- Ceased
- Aug. 1, 2010