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Brett Stephenson

Name
Brett Stephenson
ID
439611
ABN
24641420951
First Provided Advice
2013

Qualifications

Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services

  • 2001 - Master of Business Administration - - University of New England
  • 2007 - Graduate Certificate in Financial Planning - - Finsia
  • 2009 - Bachelor of Arts - - The University of Queensland Australia
  • 2015 - Advanced Diploma of Financial Planning - - Pinnacle
  • 2016 - Margin Lending Course - Other - AAMC Training Group

Memberships

Details of memberships of professional bodies or industry associations relevant to providing financial services

  • FINSIA

Licencee

Status
Ceased
Licence Holder
Aan Wealth Management Pty Ltd (#517548)
Commenced
Nov. 29, 2019
Ceased
Jan. 6, 2020
Status
Ceased
Licence Holder
Australian Mortgage And Financial Advisers Pty Ltd (#389206)
Commenced
July 27, 2020
Ceased
Sept. 7, 2022
Status
Ceased
Licence Holder
Cobalt Advisers Pty Ltd (#512550)
Commenced
Jan. 6, 2020
Ceased
July 27, 2020
Status
Current
Licence Holder
Alliance Wealth Pty ltd (#449221)
Commenced
Sept. 9, 2022

Skills

  • Provide Financial Product Advice - Carbon Credits/Carbon Unit
  • Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
  • Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
  • Provide Financial Product Advice - Derivatives
  • Provide Financial Product Advice - Derivatives/Derivatives - Wool only
  • Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
  • Provide Financial Product Advice - Derivatives/Derivatives - Grain only
  • Provide Financial Product Advice - Foreign Exchange Contracts
  • Provide Financial Product Advice - Government Debentures, Stocks or Bonds
  • Provide Financial Product Advice - Life Products/Investment Life Insurance Products
  • Provide Financial Product Advice - Life Products/Life Risk Insurance Product
  • Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
  • Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
  • Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
  • Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
  • Provide Financial Product Advice - Managed Investment Schemes/MDA Services
  • Provide Financial Product Advice - Retirement Savings Account Products
  • Provide Financial Product Advice - Securities
  • Provide Financial Product Advice - Superannuation
  • Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
  • Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
  • Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
  • Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
  • Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
  • Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
  • Provide Financial Product Advice - FHSA Issued non ADI
  • Old Law Securities Options Contracts and Warrants Securities
  • Old Law Futures Contracts and Warrants
  • Managed Investment Schemes (Registered or Unregistered)
  • Securities – Debentures Managed Investment Schemes
  • All Securities
Status
Ceased
Licence Holder
A.c.n. 140 520 225 Pty Ltd (#345905)
Commenced
May 1, 2015
Ceased
Dec. 23, 2015
Status
Ceased
Licence Holder
Amp Financial Planning Pty Limited (#232706)
Commenced
May 28, 2013
Ceased
April 4, 2014
Status
Ceased
Licence Holder
Australian Mortgage And Financial Advisers Pty Ltd (#389206)
Commenced
March 23, 2015
Ceased
May 1, 2015
Status
Ceased
Licence Holder
Dover Financial Advisers Pty Ltd (#307248)
Commenced
Dec. 1, 2016
Ceased
April 12, 2018
Status
Ceased
Licence Holder
Elders Financial Planning Pty Ltd (#224645)
Commenced
April 13, 2018
Ceased
May 15, 2019
Status
Ceased
Licence Holder
Global Pacific Solutions Group Pty Ltd (#514164)
Commenced
Sept. 3, 2019
Ceased
Jan. 6, 2020
Status
Ceased
Licence Holder
Gps Wealth Ltd (#254544)
Commenced
Dec. 23, 2015
Ceased
Aug. 23, 2016
Status
Ceased
Licence Holder
Gps Wealth Ltd (#254544)
Commenced
Aug. 25, 2016
Ceased
Dec. 1, 2016
Status
Ceased
Licence Holder
Trade Wind Financial Services Pty Ltd (#458115)
Commenced
April 15, 2019
Ceased
Aug. 21, 2019