Andrew Rocks

Name
Andrew Rocks
ID
441060
ABN
First Provided Advice
1995
Restrictions
Direct Equities excludes direct equities advice and SMSF excludes SMSF

Qualifications

Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services

Memberships

Details of memberships of professional bodies or industry associations relevant to providing financial services

Licencee

Status
Ceased
Licence Holder
Charter Financial Planning Limited (#234665)
Commenced
June 24, 2013
Ceased
Nov. 4, 2017
Status
Ceased
Licence Holder
Infocus Securities Australia Pty Ltd (#236523)
Commenced
Nov. 6, 2017
Ceased
Sept. 3, 2019