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- Financial Advisers Australia (FAA)
- Andrew Rocks
Andrew Rocks
- Name
- Andrew Rocks
- ID
- 441060
- ABN
- –
- First Provided Advice
- 1995
- Restrictions
- Direct Equities excludes direct equities advice and SMSF excludes SMSF
Qualifications
Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services
Memberships
Details of memberships of professional bodies or industry associations relevant to providing financial services
Licencee
- Status
- Ceased
- Licence Holder
- Charter Financial Planning Limited (#234665)
- Commenced
- June 24, 2013
- Ceased
- Nov. 4, 2017
- Status
- Ceased
- Licence Holder
- Infocus Securities Australia Pty Ltd (#236523)
- Commenced
- Nov. 6, 2017
- Ceased
- Sept. 3, 2019