This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
general insurance products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes limited to:
own managed investment scheme only;
superannuation; and
financial products limited to:
miscellaneous financial risk products; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
general insurance products;
interests in managed investment schemes limited to:
own managed investment scheme only; and
financial products limited to:
miscellaneous financial risk products; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
general insurance products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes limited to:
own managed investment scheme only;
superannuation; and
financial products limited to:
miscellaneous financial risk products;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Paul Dervan | 2007 | 2007 - Diploma of Financial Services - Diploma (AQF 5) - Three Sixty ~ 2011 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - International Institute of Technology |