This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services; and
securities;
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
Sterling Income Trust" scheme (ARSN: 158 828 105),
a scheme which only holds the following types of property:
financial assets;
Residential Property Rental Trust" scheme (ARSN: 167 970 809),
a scheme which only holds the following types of property:
financial assets;
Residential Property Sales Trust" scheme (ARSN: 167 971 057),
a scheme which only holds the following types of property:
financial assets;
Australian Corporate Bond Trust" scheme (ARSN: 603 010 779),
a scheme which only holds the following types of property:
financial assets;
BrickX Platform" scheme (ARSN: 613 156 433),
a scheme which only holds the following types of property:
direct real property; and
AIM Gateway Fund" scheme (ARSN: 613 156 479),
a scheme which only holds the following types of property:
financial assets; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
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