This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alla Gorbunova | 2018 | 2006 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney (UTS) ~ 2006 - Diploma of Financial Services (Financial Planning) (FNS50804) - Diploma (AQF 5) - AMP Financial Services ~ 2010 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2018 - Master of Business Administration (Executive) - Masters Degree (AQF 9) - The University of New South Wales (UNSW) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrea Taylor | 1999 | 2008 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia (FAAA) ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Antony Joseph Wojcik | 2001 | 1997 - Associate Diploma of Accounting - Other - TAFE SA ~ 2006 - FNS60404 Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2009 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Belinda Anne Wheeley-lea | 2012 | 2012 - FNS50804 Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2018 - FNS60415 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Benno Haliwell | 2013 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Holmesglen Institute ~ 2012 - FNS60410 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Holmesglen Institute ~ 2024 - Bachelor of Commerce (Economics, Financial Planning) - Bachelor Degree (AQF 7) - Deakin University |
| Caroline Deanna Rees | 2004 | 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2008 - CFP® Certification Program - - FPA ~ 2008 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia (FAAA) ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2014 - Self Managed Superannuation Fund - - Kaplan Professional ~ 2014 - TASA and the TPB Code of Professional Conduct - - Kaplan Professional ~ 2023 - Aged Care Steps (ACS) Accredited Aged Care Professional Program - Other - Aged Care Steps |
| Catherine Frances HO | 2016 | 2013 - Bachelor of Commerce and Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University ~ 2016 - FNS60415 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Aged Care Steps Accredited Aged Care Professional training program - Other - Aged Care Steps |
| David Scott Seidel | 2007 | 2005 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Securities Institute ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - ThreeSixty - A division GWM Adviser Services Limited ~ 2011 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia (FAAA) |
| Despina Pavlou | 1997 | 1992 - Bachelor of Economics - Bachelor Degree (AQF 7) - James Cook University ~ 2000 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia (FAAA) ~ 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia Limited (FPA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Gordon Anderson | 1997 | 1989 - Certificate Course - Certificate (AQF 1-4) - Securities Institute of Australia ~ 1993 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia Limited (FPA) ~ 1995 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia (FAAA) ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Gwilym Llewellyn Beech | 1997 | 1989 - Bachelor of Arts / Business Studies - - The Open University ~ 1999 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2000 - Certified Financial Planner - - Financial Planning Association (FPA) ~ 2022 - Graduate diploma of financial planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ignazio Ido Marchesan | 1999 | 1988 - Bachelor of Economics - Bachelor Degree (AQF 7) - Flinders University ~ 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2003 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia (FAAA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jeremy Lack | 2012 | 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2012 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - MLC Advice Education ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional Education ~ 2016 - FNS60415 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kathleen Lehmann | 2014 | 2014 - FNS50611 Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group ~ 2014 - FNS51811 Diploma of Financial Services - Diploma (AQF 5) - Integrity Education Group ~ 2016 - FNS60410 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education Group ~ 2021 - Ethics and Professionalism - Bridging Course - Ethics - Griffith University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University |
| Kathryn Louise Stannard | 1999 | 1995 - Bachelor of Arts - Bachelor Degree (AQF 7) - The University of Melbourne ~ 1998 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Education ~ 2000 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2002 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia (FAAA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Marsel Popov | 2011 | 2009 - Bachelor of Business - - University of Technology Sydney (UTS) ~ 2009 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2011 - (FNS50804) Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2011 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy Pty Ltd ~ 2013 - Advanced Diploma of Financial Planning - - International Institute of Technology Pty Ltd (IIT) ~ 2013 - FNS60410 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia (FAAA) |
| Matthew Richardson | 2017 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollogong ~ 2016 - Diploma of Financial Planning FNS50615 - Diploma (AQF 5) - Monarch Institute ~ 2018 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Monarch Institute ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Michael Craig Johns | 2008 | 2003 - Diploma of Financial Advising - 90106NSW - Diploma (AQF 5) - Securities Institute ~ 2008 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia (FAAA) ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nathan Mccabe | 2011 | 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2001 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Queensland ~ 2008 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Finsia ~ 2012 - FNS60404 Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Opel Van Leerdam | 2018 | 2019 - Bachelor of Commerce (Financial Planning & Commercial Law) - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Rebecca Paula Cheevers | 2002 | 2005 - Diploma of Financial Services (Financial Planning) (FNS50804) - Diploma (AQF 5) - Tribeca ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - RG 146 Training Australia ~ 2022 - Economic and Legal Context for Financial Planning - Other - Kaplan Professional ~ 2022 - Tax and Commercial Law for Financial Planning - Other - Kaplan Professional |
| Sara Jane Ritchie | 2007 | 2010 - FNS60404 Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sophie Elizabeth Mcrae | 2018 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2016 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Stephen Boyd | 2008 | 2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Aged Care Steps (ACS) Accredited Aged Care Professional program - Other - Aged Care Steps (ACS) |
| Vikramjit Singh Anand | 2011 | 2005 - Masters of Commerce - - Panjab University (India) ~ 2007 - Master of Business Administration - Masters Degree (AQF 9) - University of Technology Sydney ~ 2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |