This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Mark Stewart | 2003 | 2001 - Bachelor of Commerce - - Griffith University |
| Benjamin William Hancock | 2003 | 2005 - Master of Financial Planning - Masters Degree (AQF 9) - University of the Sunshine Coast ~ 2006 - Certified Financial Planner - Professional Designations - FPA ~ 2007 - Master of Business Administration (MBA) - - University of Southern Queensland (USQ) ~ 2011 - Master of Professional Accounting (Extended) - - University of Southern Queensland (USQ) |
| David Raymond Peck | 1993 | 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2000 - CFP - - FPA ~ 2013 - Accredited Listed Product Adviser Program - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Declan James Robert Baker | 2015 | 2014 - Diploma of Financial Planning - - Kaplan ~ 2016 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Sunshine Coast |
| Jeremy Zalman Chiel | 2010 | 2008 - Diploma of Financial Planning - - Kaplan ~ 2010 - Bachelor of Commerce - - Griffith University ~ 2011 - Diploma of Margin Lending - - Pinnacle ~ 2012 - Certified Financial Planner - - FPA ~ 2013 - Self Managed Super Fund - - Kaplan |
| Kane Addison John Livingstone | 2010 | 2010 - Bachelor of Commerce Majoring in Financial Planning - Bachelor Degree (AQF 7) - Griffith University ~ 2010 - Diploma of Financial Services - - Kaplan ~ 2011 - DPML Margin Lending - - Pinnacle ~ 2012 - Certified Financial Planner - Professional Designations - FPA |
| Martin David Baker | 2010 | 2010 - Diploma in Stockbroking - - SAA ~ 2010 - Securities and Managed Investment - - SAA ~ 2010 - SuperAnnuation Program - - SAA ~ 2011 - Margin lending and Geared Investment - - Kaplan |
| Michelle Poulsen | 2011 | 2010 - Diploma Financial Services (Financial Planning) - Diploma (AQF 5) - MLC ThreeSixty ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Australia ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Phoebe Myla Thomas Mumbray | 2023 | 2017 - Business (Economics & Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2022 - Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Steven Putt | 1999 | 1993 - Bachelor of Business - - University of Queensland |