This licence authorises the licensee to carry on a financial services business to:
provide financial product advice to retail clients for the following classes of financial products:
general insurance products;
provide financial product advice to wholesale clients for the following classes of financial products:
general insurance products;
interests in managed investment schemes excluding investor directed portfolio services limited to mutual risk products; and
financial products limited to:
miscellaneous financial risk products limited to mutual risk products; and
provide general financial product advice to retail clients for the following classes of financial products:
interests in managed investment schemes excluding investor directed portfolio services limited to mutual risk products; and
financial products limited to:
miscellaneous financial risk products limited to mutual risk products; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
general insurance products; and
arranging for another person to issue, vary or dispose of a financial product to retail and wholesale clients in respect of the following classes of financial products:
interests in managed investment schemes excluding investor directed portfolio services limited to mutual risk products; and
financial products limited to:
miscellaneous financial risk products limited to mutual risk products; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
general insurance products;
interests in managed investment schemes excluding investor directed portfolio services limited to mutual risk products; and
financial products limited to:
miscellaneous financial risk products limited to mutual risk products.
| Name | First provided advice | Qualification and trainings |
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