This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Hamish Andrew Foletta | 2004 | 2001 - BACHELOR OF BUSINESS - - RMIT ~ 2002 - Superannuation Module - - Securities Institute Educaton ~ 2010 - Diploma in Stockbroking SAA - - Deakin Prime ~ 2010 - Margin Lending Accreditation Promgram - - Stockbrokers Association of Australia (Deakin Prime) ~ 2023 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Leanne Nicole Fewster | 2018 | 2004 - Bachelor of Commerce - - La Trobe University ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2022 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |