This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Angelo Patsilivas | 2023 | 2021 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia |
| Apostolos Katranis | 2006 | 2006 - Bachelor Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2016 - Fellow Chartered Financial Practitioners (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2018 - Diploma of Finance (Mortgage Broking) - Diploma (AQF 5) - Kaplan Australia |
| Bradley Scott Broad | 2018 | 2016 - Bachelor of Commerce (Accounting/Finance) - Bachelor Degree (AQF 7) - Flinders University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2021 - Tier 1 Margin Lending - Personal Advice - Diploma (AQF 5) - Kaplan |
| Jacky Hoac | 0 | 2018 - Bachelor of Finance - Bachelor Degree (AQF 7) - Universty of Adelaide ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Nikola Radoicic | 2016 | 2016 - Bachelor of Commerce & Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2019 - Diploma Finance and Mortgage Broking - Diploma (AQF 5) - Kaplan |
| Umberto Catalano | 2021 | 2019 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - University of South Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Graduate Diploma (AQF 8) - Kaplan |
| Yanni Alexander Zabanias | 2021 | 2019 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - University of South Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Diploma (AQF 5) - Kaplan |