This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Magdeline Baramilis | 2024 | Master of Commerce - UNSW |
Nicholas Moustacas | 2002 | Bachelor of Commerce - University of Woollongong ~ Certificate of Public Practice - Chartered Accountants Australia & New Zealand (CAANZ) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Financial Planning Proper Authority Course - Securities Institute of Australia ~ SMSF Specialist Advisors (SSA) - SMSF Association |
Stefano Duro | 2012 | Bachelor of Financial Advising - University of Western Sydney ~ Diplomas of Financial Services (financial planning) - TAFE NSW |
Sue-ellen Hogan | 2003 | Certificate IV in Financial Planning - Kaplan Professional Education (formerly Integratec) |
Timothy Ching | 2008 | Bachelor of Mathematics and Finance - UTS ~ Graduate Diploma of Financial Planning - FINSIA |