This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Corbiere | 2017 | 2010 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2010 - Master of Business (Applied Finance) - Masters Degree (AQF 9) - Queensland University of Technology ~ 2013 - Business and Corporations Law - Other - Queensland University of Technology ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Tax for Financial Advising - Other - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Allan Mcfarland | 2016 | 1999 - Business Law - Other - Queensland University of Technology ~ 1999 - Diploma in Financial Markets - Diploma (AQF 5) - Securities Institute ~ 2005 - Bachelor of Business (Banking and Finance, Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Tax for Financial Advising - Other - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Alyce Kempster | 2016 | 2009 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Griffith University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2024 - FPC006 Taxation for Financial Planning - Other - Kaplan Professsional |
| Anjali Anthony Jaurigue | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2018 - Kaplan Higher Education Pty Limited - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Beau Bradley Thomas Poulsen | 2018 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Tax for Financial Advising - Other - Kaplan Professional ~ 2023 - Business Law - Other - Deakin University ~ 2024 - M669 Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Bradley Clifton Pearson | 2018 | 2018 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Tier 2 Compliance Solution - RG146 Accreditation Program - - Kaplan Professional |
| Brock James Lawrence | 2023 | 2020 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Griffith University ~ 2021 - Economic and Legal Context for Financial Planning - Other - Kaplan Higher Eduction ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2021 - Tax and Commercial Law for Finacial Planning - Other - Kaplan Higher Education ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Cameron George Mays | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Tax for Financial Advising - Other - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Commercial Law - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Casey Simon Greaves | 2017 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Economic and Legal Context for Financial Planning - Other - Kaplan Higher Education ~ 2022 - Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Dac Tri Nguyen | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Tier 2 Deposit Products and Non Cash Payments - Other - Kaplan Professional ~ 2021 - Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education ~ 2022 - Economic and Legal Context for Financial Planning - Other - Kaplan Higher Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Daniel Baldi | 2018 | 2017 - Bachelor of Commerce (Economics, Finance) - Bachelor Degree (AQF 7) - Griffith University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Other - Kaplan Higher Education Pty Limited |
| David Carlton Kavana | 2024 | 2023 - Bachelor of Behavioual Science (Psychology) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2023 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Queensland University of Technology |
| Devina Naidu | 2018 | 2009 - Bachelor of Arts (Management and Public Admin/Banking and Finance) - Bachelor Degree (AQF 7) - The University of the South Pacific ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Economic and Legal Context for Financial Planning - Other - Kaplan Higher Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2021 - Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education |
| Dimitrios Flaskos | 1997 | 2005 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - The National Finance Institute ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Gabrielle Fiona Malatino | 2018 | 2016 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - The University of Queensland ~ 2016 - Bachelor of Economics (Business & Industry) - Bachelor Degree (AQF 7) - The University of Queensland ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Tier 2 Compliance Solution - RG146 Accreditation Program - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Gwendolyn Anne Biddle | 2005 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Queensland ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2021 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2022 - Tax for Financial Advising - Other - Kaplan Professional |
| Harrison Edward Baker | 2020 | 2018 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Huynh Nhu Ngoc Mai | 2017 | 2011 - Master of Commerce (Applied Finance) - Masters Degree (AQF 9) - Griffith University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Securities and Managed Investments - Other - Kaplan Professional ~ 2019 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education |
| Jane Catherine Kennedy | 2005 | 2002 - Bachelor of Commerce (Marketing) - Bachelor Degree (AQF 7) - The University of Western Sydney ~ 2005 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2007 - Self Managed Superannuation Funds - Other - Tribeca ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Jayden-lee Appelgren | 2018 | 2013 - Business Law - Other - Deakin University ~ 2015 - Principles of Income Tax Law - Other - Deakin University ~ 2016 - Bachelor of Commerce (Accounting, Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Jessica Ann Wright | 2005 | 2006 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2007 - 8 unit Diploma of Financial Advising - Advanced Diploma (AQF 6) - Financial Services Institute of Australasia ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2016 - Commercial Law - Other - Kaplan Professional ~ 2016 - Tax for Financial Advising - Other - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Joseph Barry Robert Gollan | 2012 | 2007 - Introduction to Business Law - Other - Griffith University ~ 2008 - Bachelor of Commerce (Economics, Finance) - Bachelor Degree (AQF 7) - Griffith University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Tax for Financial Advising - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Julian William Stephenson | 2018 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - CFP1, CFP2, CFP3, CFP4 & CFPC - Other - Financial Planning Association of Australia ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2021 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2021 - Economic and Legal Context for Financial Planning - Other - Kaplan Higher Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Justin O'malley Jones | 2021 | 1995 - Bachelor of Economics (Economics and Accounting) - Bachelor Degree (AQF 7) - The University of New South Wales ~ 2019 - Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education ~ 2020 - Economic and Legal Context for Financial Planning - Other - Kaplan Higher Education ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Katrina Maree Moore | 2012 | 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2024 - MLI714 Financial Advice Regulation - Bridging Course - Regulation & Legal Obligations - Deakin University |
| Kenneth Lindsay | 2004 | 2004 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Keshav Chandrasen Seetharam | 2006 | 1997 - MBA - - Griffith Uni ~ 1997 - Master of Business Administration - Masters Degree (AQF 9) - Griffith University ~ 2003 - Graduate Diploma in Applied Finance and Investment - - Securities Institute ~ 2003 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 2011 - Post Grad Cert in Applied Finance - - Macquarie Uni ~ 2011 - Post Graduate Certificate in Applied Finance - Graduate Certificate (AQF 8) - Macquarie University ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Kim Marie Davies | 1997 | 1995 - Introduction to Commercial Law - Other - James Cook University of North Queensland ~ 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - James Cook University of North Queensland ~ 1999 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Advice Association of Australia Limited ~ 1999 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Ltd ~ 2014 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2016 - Tax for Financial Advising - Other - Kaplan Professional ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Leanda Davison | 2003 | 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Master of Business Administration - Masters Degree (AQF 9) - Australian Institute of Business ~ 2019 - Fellow Chartered Financial Practitioner - Professional Designations - Association of Financial Advisers Ltd ~ 2019 - Fellow Chartered Financial Practitioner units AFA 1, AFA 2, AFA 3 & AFA 4 - Other - Association of Financial Advisers Ltd ~ 2021 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Lina Maria Stone | 2017 | 1998 - Bachelor of Commerce (Accounting & Finance) - Bachelor Degree (AQF 7) - Griffith University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Lisa Maree Schultz | 2017 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Luke Gregory Caruana | 2003 | 1999 - Bachelor of Mathematical Science (Computing) - Bachelor Degree (AQF 7) - Central Queensland University ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty ~ 2016 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Matthew John Quinn | 2012 | 2007 - Tax Planning - Other - The University of Woolongong ~ 2008 - Law, Business and Society - Other - The University of Woolongong ~ 2009 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - The University of Wollongong ~ 2012 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Nathan Kieren Ham | 2017 | 2015 - Bachelor of Commerce (Accounting, Marketing) - Bachelor Degree (AQF 7) - Griffith University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University |
| Nichole Clare Cowley | 2016 | 2008 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2015 - RG146 for the Superannuation Industry - Other - Australian Institute of Superannuation Trustees ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Paula Joan Barnes | 2013 | 2013 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University |
| Peter Samuel Donahoo | 2018 | 2012 - Foundations of Law - Other - The University of Newcastle ~ 2013 - Bachelor of Business (Marketing, Management) - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2013 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2013 - Taxation - Other - The University of Newcastle ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Robert David Grey | 2018 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Rosalie Kathryn Houpapa | 2014 | 2014 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Sunshine Coast ~ 2014 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2016 - Self Managed Super Funds - Other - Kaplan Professional ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2018 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Professional |
| Samantha Patricia Makeham | 2014 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Samuel Okuma | 2014 | 2008 - Introduction to Business Law - Other - Griffith University ~ 2011 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2012 - 924 Superannuation - Other - Kaplan Professional ~ 2013 - 921 Managed Investments - Other - Kaplan Professional ~ 2014 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2016 - Tax for Financial Advising - Other - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Sarah Kate Mcsweeney | 2018 | 2015 - Bachelor of Business (Economics, Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology (QUT) ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - SuperConcepts & ICFS Specialist SMSF - Other - The University of Adelaide / Super Concepts ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Shayn Jon Danker | 2017 | 2011 - Business Law and Ethics - Other - Queensland University of Technology ~ 2013 - Bachelor of Business (Management, Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2019 - Tax for Financial Advising - Other - Kaplan Professional ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Tam Huynh | 2016 | 2012 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2012 - Business Law and Ethics - Other - Queensland University of Technology ~ 2015 - Master of Applied Finance - Masters Degree (AQF 9) - Monash University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2021 - 5 unit CFP Certification Program CFP1, CFP2, CFP3, CFP4 & CFPC - Other - Financial Planning Association of Australia Limited ~ 2021 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Tara Amy Richards | 2015 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ASFA ~ 2009 - Diploma of Financial Services (Superannuation) - Diploma (AQF 5) - ASFA ~ 2010 - Advanced Diploma of Financial Services (Superannuation - Advanced Diploma (AQF 6) - ASFA ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Timothy John Kerwick | 2010 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2004 - Foundations of Law - Other - University of Newcastle ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Tax for Financial Advising - Other - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Tristan Balderson | 2014 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Tax for Financial Advising - Other - Kaplan Professional ~ 2017 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2019 - Principles of business and corporations law - Other - Griffith University |
| Tyron Clint Davis | 2004 | 2003 - Diploma of Financial Planning (Foundations) - Diploma (AQF 5) - Financial Planning Association of Australia Limited ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Financial Planning Association of Australia Ltd ~ 2007 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Ltd ~ 2016 - Commercial Law - Other - Kaplan Professional ~ 2016 - Tax for Financial Advising - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Yinqing LI | 2024 | 2011 - Master of Human Resource Management - Masters Degree (AQF 9) - Griffith University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Yusuf Mogammad Ebrahim-goder | 2018 | 2011 - Introduction to Business Law - Other - Griffith University ~ 2013 - Revenue Law: Theory & Policy - Other - Griffith University ~ 2014 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Griffith University ~ 2018 - ASX Listed Products Accreditation Course (LPAC) - Other - LPAC Online Pty Ltd ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Zishen Fan | 2013 | 2007 - Taxation - Other - The University of Melbourne ~ 2008 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2022 - Commercial Law - Other - Kaplan Professional ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |