This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alicia Liang Sun | 2015 | 2012 - Bachelor of Economics in Economics and Accounting - Bachelor Degree (AQF 7) - University of New South Wales (NSW) ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - FAAA Aged Care Specialist - Professional Designations - Financial Advice Association Australia (FAAA) |
| Amanda Wilesmith | 2014 | 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Aged Care - Other - Kaplan Professional |
| Andrew Alastair Gibbs Jones | 1996 | 1995 - Bachelor of Economics - Bachelor Degree (AQF 7) - Australian National University (ANU) ~ 1998 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2004 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Western Sydney ~ 2015 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Andrew Burnett | 1996 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - James Cook University ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2017 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Financial Advice Association of Australia |
| Andrew James Pain | 2004 | 2000 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2004 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute |
| Anthony Joseph Nichol | 1995 | 2001 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2011 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Antoinette Galluzzo | 2001 | 1999 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Commonwealth Bank of Australia (CBA) ~ 2023 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2024 - FAAA Aged Care Specialist - Professional Designations - Financial Advice Association Australia (FAAA) |
| Ashish Poudel | 2017 | 2011 - Bachelor of Accounting - Bachelor Degree (AQF 7) - Central Queensland University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2022 - Super Concepts & ICFS Specialist SMSF Course - Other - The University of Adelaide |
| Benjamin O'connor | 2005 | 1994 - Bachelor of International Business - Bachelor Degree (AQF 7) - Griffith University ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Bill Fotopoulos | 1993 | 1993 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2002 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2003 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Bill Stefani | 1994 | 2000 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Brendan Stuart Burrows | 2004 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2005 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Brendan William Hill | 2018 | 2008 - Bachelor of Business & Commerce (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Brendon Hewlett | 1997 | 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2014 - SMSF Association Specialist Accreditation Program - Other - SMSF Association ~ 2014 - SSA - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2024 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2024 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) |
| Christopher D'cruz | 2000 | 1999 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2002 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2012 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Institute of Strategic Management ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Christopher Glen Digby | 0 | 1989 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2002 - Master of Business Administration (Executive) - Masters Degree (AQF 9) - The University of New South Wales and The University of Sydney ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group ~ 2017 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - The National Finance Institute ~ 2024 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Craig Nicholas Todd | 1997 | 1993 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Western Australia ~ 1999 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2011 - ALPA Accredited Listed Product Adviser - Other - Kaplan Professional |
| Daniel Cheung | 2000 | 1999 - Bachelor of Commerce (Finance & Economics) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2004 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Daniel Garry O'rourke | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Securities Institute ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) |
| Daniel Leske | 2018 | 2009 - Bachelor of Business and Economics - Bachelor Degree (AQF 7) - Flinders University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University ~ 2022 - FPE011 Debt Strategies - Other - Kaplan Professional ~ 2024 - SuperConcepts Specialist SMSF Course - Other - The University of Adelaide |
| David Debono | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec (Australia) Pty Ltd ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2015 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - FChFP - Fellow Chartered Financial Practitioner - Professional Designations - Financial Advice Association of Australia |
| David George Beavis | 2012 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - ALPA Accredited Listed Product Adviser - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - SMSF Regulations & Taxation - Other - Kaplan Professional |
| David John Kuchel | 2017 | 1986 - Bachelor of Business - Bachelor Degree (AQF 7) - South Australian Institute of Technology ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Super Concepts & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Yardley | 2011 | 1989 - Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University ~ 1999 - Master of Business Administration - Masters Degree (AQF 9) - University of New South Wales (NSW) ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2014 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2015 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Deen Mcgoldrick | 2008 | 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2012 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2012 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Desmond Gordon Roll | 1997 | 2002 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2021 - ALPA Accredited Listed Product Adviser - Other - Kaplan Professional |
| Duro Rudic | 2003 | 1993 - Associate Diploma of Business (Accounting) - Diploma (AQF 5) - Western Metropolitan College of TAFE ~ 1995 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 1999 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2000 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide |
| Dusica Saric | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Limited ~ 2014 - Graduate Certificate in Applied Finance - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2015 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2018 - SuperConcepts and ICFS Specialist SMSF - Other - The University of Adelaide |
| Elaine Darmody | 2015 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Elio Centofanti | 2004 | 2004 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Fiona Elizabeth Romano | 2011 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - MLC Limited |
| Gareth Davies | 2013 | 2004 - Bachelor of Commerce (Economics) - Bachelor Degree (AQF 7) - University of South Africa ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Master of Business Administration - Masters Degree (AQF 9) - Australian Institute of Business |
| Helen Truong | 2014 | 2004 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Hugh Christopherson | 2015 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - ALPA Accredited Listed Product Adviser - Other - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education Pty Ltd ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jackie Kewalram | 2016 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - SSA - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2019 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jacqueline Susan Moelzer | 2012 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| James Flinn Carroll | 2002 | 1998 - Advanced Diploma of Accounting - Advanced Diploma (AQF 6) - TAFE NSW ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - AMP Financial Planning Limited ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Planning Limited ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2014 - ASX Listed Products Accrediation Course (LPAC) - Other - LPAC Online Pty Ltd |
| James Frederick Williamson | 2005 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FINSIA ~ 2010 - SMSF Association Specialist Accreditation Program - Other - SMSF Association ~ 2010 - SSA - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - International Institute of Technology Pty Ltd (IIT) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jared William John Baker | 2015 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jason Raymond Breach | 2014 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Joanne Mary Spiteri | 2010 | 2000 - Bachelor of Business (Business Management) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Three Sixty (GWM Adviser Services) ~ 2010 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - RG146 Training Australia Pty Ltd ~ 2015 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John Elders | 2000 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Financial Advice Association of Australia ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jon Papinczak | 2015 | 2011 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - The University of Queensland ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2024 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Joseph Coco | 2014 | 2011 - Bachelor of Business (Financial Management/ Management and Entrepreneurship) - Bachelor Degree (AQF 7) - James Cook University ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2024 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Judith Ann Brown | 2003 | 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2007 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - James Cook University ~ 2021 - Super Concepts & ICFS Specialist SMSF Course - Other - The University of Adelaide |
| Julie Diana Pearsons | 2017 | 2008 - Bachelor of Commerce (Economics and Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - MAA769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Karen Sheldon | 2004 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2018 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kerrie-lee Lord | 1997 | 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2000 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kuan Keng Lim | 2008 | 1983 - Bachelor of Arts (Accounting & Finance) - Bachelor Honours Degree (AQF 8) - Manchester Metropolitan University ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education Pty Ltd ~ 2012 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Australian College of Professionals ~ 2014 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ljupco Ivanov | 2016 | 2014 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2014 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) |
| Marc Gratwick | 1998 | 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2002 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide |
| Mark Andrew Karhula | 2017 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional |
| Michael James Molloy | 1992 | 1989 - Bachelor of Arts (Economics) - Bachelor Degree (AQF 7) - University of New South Wales (NSW) ~ 1994 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 1998 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2018 - ALPA Accredited Listed Product Adviser - Other - Kaplan Professional |
| Michael John Pagel | 2009 | 1992 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - Queensland University of Technology (QUT) ~ 1994 - Graduate Diploma of Economics - Graduate Diploma (AQF 8) - Griffith University ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2017 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Pavani | 2014 | 2013 - Bachelor of Financial Advising - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2019 - Self Managed Superannuation Funds - Other - Kaplan professional ~ 2020 - ALPA Accredited Listed Product Advise - Other - Kaplan Professional ~ 2021 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2024 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2024 - Margin Lending Specialist - Other - Kaplan Professional |
| Monica Patricia Dignan | 2004 | 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2005 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2013 - Bachelor of Business, Financial Planning with Distinction - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Nga TO Thi Nguyen | 2017 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Nick Fraietta | 2009 | 2005 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Nigel Todd Moon | 2016 | 2015 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology (QUT) ~ 2023 - ALPA Accredited Listed Product Adviser - Other - Kaplan Professional ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2024 - FPC006 Taxation for Financial Planning - Other - Kaplan Professional |
| Patrick Charles Sheppard | 2005 | 1999 - Bachelor of Commerce (Banking and Finance) - Bachelor Degree (AQF 7) - University of Canberra ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - University of New South Wales (NSW) |
| Patrick Malone | 2018 | 2003 - FPC006 Taxation for Financial Planning - Other - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - RG146 Training Australia Pty Ltd ~ 2016 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2022 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2023 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Paul Aspropotamitis | 1997 | 1999 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) |
| Paul Messerschmidt | 2000 | 2002 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2005 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2016 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Paul Michael Dawson | 2017 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2019 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Philip Trevor Hancox | 2013 | 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2024 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Ralph Czichon | 1989 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2020 - ALPA Accredited Listed Product Adviser - Other - Kaplan Professional |
| Rhys Harley Yarran Springer | 2018 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - ALPA Accredited Listed Product Adviser - Other - Kaplan Professional ~ 2024 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2024 - Super Concepts Specialist SMSF Online Course - Other - The University of Adelaide |
| Sean Murphy | 2015 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Charles Sturt University (CSU) ~ 2019 - Master of Applied Finance - Masters Degree (AQF 9) - Charles Sturt University (CSU) ~ 2024 - BUSS5446 Ethics and Professionalism - Bridging Course - Ethics - University of South Australia |
| Sebastiano Rio | 1998 | 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2003 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Simon Kendall Rowse | 2000 | 1993 - Bachelor of Commerce - Bachelor Degree (AQF 7) - James Cook University of North Queensland ~ 2004 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2006 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Stephen Edward Duffy | 1996 | 1999 - Dipoma of Financial Planning - Advanced Diploma (AQF 6) - Financial Advice Association of Australia ~ 2009 - ALPA Accredited Listed Product Adviser - Other - Kaplan Professional ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Steve Sebastian Salvemini | 2013 | 1997 - Associate Diploma of Accounting - Diploma (AQF 5) - TAFE SA ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education Pty Ltd ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2022 - Super Concepts & ICFS Specialist SMSF Course - Other - The University of Adelaide |
| Stuart Cruickshank | 2010 | 1999 - Bachelor of Commerce (Economics and Management) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - SMSF Regulations & Taxation - Other - Kaplan Professional |
| Tama Lawrence Ohia | 2023 | 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2007 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Thomas Ilinkovski | 2003 | 2002 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2014 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - The National Finance Institute |
| Timothy Meggitt | 2006 | 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology Pty Ltd (IIT) ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2023 - Aged Care - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - SSA - SMSF Specialist Advisor - Professional Designations - SMSF Association |
| Timothy Stallman | 1999 | 1997 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology (QUT) ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2007 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2018 - ALPA Accredited Listed Product Adviser - Other - Kaplan Professional |
| Trent Doust | 2007 | 2011 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2017 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) |
| Trudy Adele Hynds | 2017 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - ALPA Accredited Listed Product Adviser - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Vanessa Leigh Martin | 2004 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - International Institute of Technology Pty Ltd (IIT) ~ 2024 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Vasileios Gartzonis | 2009 | 2000 - Bachelor of Commerce (Finance & Economics) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2005 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2005 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Yashar Maghrebi | 2017 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |