This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| James Anthony Mirams | 1999 | 1992 - Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University ~ 1996 - Graduate Diploma in Applied Finance - Graduate Certificate (AQF 8) - Securities Institute of Australia (FINSIA) ~ 1999 - Certified Financial Planner - Professional Designations - Financial Planning Association |
| Paul Douglas Hewins | 1999 | 1999 - Advanced Diploma of Business Accounting - Advanced Diploma (AQF 6) - Swinburne University ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2001 - Diploma of Management - Diploma (AQF 5) - Swinburne University ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2008 - FPA SMSF Adviser Accreditation - Professional Designations - Financial Essentials |