This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Shane Thompson | 1995 | 2003 - Diploma in Financial Planning - - FPA ~ 2008 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association ~ 2009 - Cert IV FS Finance and Mortgage Broking - - AAMC Group |
| Shay Deanne Denison | 2018 | 2000 - B.Com - Accounting & Finance - - Curtin University of Technology ~ 2003 - Graduate Diploma (CA) - - Chartered Accountants Australia & New Zealand ~ 2018 - SMSF Personal Advice - - Pinnacle Financial Services ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |