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- Financial Advisers Australia (FAA)
- Nicholas Bregolin
Nicholas Bregolin
- Name
- Nicholas Bregolin
- ID
- 1008043
- ABN
- –
- First Provided Advice
- 2015
- Restrictions
- Not Authorised to provide self managed superannuation advice
Qualifications
Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services
- 2007 - Diploma of Commerce - Diploma (AQF 5) - Sydney Institute of Business and Technology
- 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
- 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
- 2017 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
- 2017 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Professional
Memberships
Details of memberships of professional bodies or industry associations relevant to providing financial services
- Financial Advice Association of Australia (FAAA)
Licencee
- Status
- Ceased
- Licence Holder
- Alliance Wealth Pty Ltd (#449221)
- Commenced
- Aug. 20, 2019
- Ceased
- Oct. 14, 2021
- Status
- Ceased
- Licence Holder
- Consultum Financial Advisers Pty Ltd (#230323)
- Commenced
- Oct. 25, 2021
- Ceased
- Jan. 10, 2022
- Status
- Current
- Licence Holder
- Asvw Financial Services Pty ltd (#446176)
- Commenced
- Jan. 11, 2022
Skills
- Provide Financial Product Advice - Carbon Credits/Carbon Unit
- Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
- Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
- Provide Financial Product Advice - Derivatives
- Provide Financial Product Advice - Derivatives/Derivatives - Wool only
- Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
- Provide Financial Product Advice - Derivatives/Derivatives - Grain only
- Provide Financial Product Advice - Foreign Exchange Contracts
- Provide Financial Product Advice - Government Debentures, Stocks or Bonds
- Provide Financial Product Advice - Life Products/Investment Life Insurance Products
- Provide Financial Product Advice - Life Products/Life Risk Insurance Product
- Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
- Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
- Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
- Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
- Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
- Provide Financial Product Advice - Managed Investment Schemes/MDA Services
- Provide Financial Product Advice - Retirement Savings Account Products
- Provide Financial Product Advice - Securities
- Provide Financial Product Advice - Superannuation
- Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
- Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
- Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
- Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
- Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
- Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
- Provide Financial Product Advice - FHSA Issued non ADI
- Old Law Securities Options Contracts and Warrants Securities
- Old Law Futures Contracts and Warrants
- Managed Investment Schemes (Registered or Unregistered)
- Securities – Debentures Managed Investment Schemes
- All Securities
- Status
- Ceased
- Licence Holder
- Aiw Dealer Services Pty Ltd (#414256)
- Commenced
- July 22, 2016
- Ceased
- Oct. 19, 2017
- Status
- Ceased
- Licence Holder
- Aiw Dealer Services Pty Ltd (#414256)
- Commenced
- Sept. 25, 2018
- Ceased
- June 28, 2019
- Status
- Ceased
- Licence Holder
- National Australia Bank Limited (#230686)
- Commenced
- Jan. 2, 2018
- Ceased
- Sept. 7, 2018
- Status
- Ceased
- Licence Holder
- Westpac Banking Corporation (#233714)
- Commenced
- May 6, 2015
- Ceased
- July 11, 2016