This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| David Anthony Bell | 2014 | 1998 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Melbourne ~ 2010 - Graduate Certificate in Applied Finance - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Advice Education ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Kinjal Sureshbhai Patel | 0 | 2018 - Bachelor of Business Administration - Other - Maharaja Sayajirao University ~ 2021 - Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Michael Eagar | 2014 | 2013 - Bachelor of Commerce Major in Finance & Financial Planning - Bachelor Degree (AQF 7) - Griffith University ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University ~ 2018 - Self Managed Superannuation Funds - Other - Kaplan Professioinal ~ 2019 - Certified Financial Planner - Professional Designations - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Synthia Sekar | 2016 | 2016 - DFP5v1 Tax for Financial Advising - - Kaplan Professional ~ 2016 - Self Managed Super Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps (ACS) Pty Ltd |