This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Aubrey Hurst | 2005 | 2005 - Diploma of Financial Planning - - Australian Security Institute ~ 2007 - Certified Financial Planner - - FPA |
| Andre Quincy Matambanadzo | 2007 | 2009 - Advanced Diploma - Financial Planning - - Kaplan ~ 2019 - Graduate Certificate in Financial Planning - - Kaplan |
| Connor Shears | 2022 | 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Douglas Horsford | 2006 | 2005 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2007 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2011 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Gehan Coelho | 2006 | 1999 - Bachelor Degree - Business - - Edith Cowan University ~ 2001 - Graduate Diploma - Business Management - - Edith Cowan University ~ 2008 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Naomi Kathleen Grey | 2017 | 2013 - Bachelor of Business (Accounting & Public Practice) - - Edith Cowan University ~ 2016 - Diploma of Financial Planning - - Mentor Education ~ 2017 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2019 - Ethics and Professionalism in Financial Advice - Other - Kaplan Professional |
| Slade Alexander Burnet | 2004 | 1985 - Bachelor of Commerce - - University of Western Australia ~ 2004 - DFS(FP)3 Investment Planning - - GWM adviser Services ~ 2004 - DFS(FP)4 Superannuation - - GWM adviser Services ~ 2012 - CFP- Certified Financial Planner - - Financial Planning Association of Australia (FPA) ~ 2023 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps Pty Ltd |