This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brett Parker Matheson | 2000 | 2012 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Pinnacle Financial Services Academy |
| Kenneth Richard Bunney | 2004 | 1993 - Bachelor of Business - Bachelor Degree (AQF 7) - Central Queensland University ~ 2004 - Diploma Financial Services (Financial Planning) FNB50802 - Diploma (AQF 5) - MLC ThreeSixty ~ 2005 - Advanced Diploma of Financial Planning FNB60402 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2017 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Khanh Kim Tran | 2000 | 1993 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 1996 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2001 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Kon Antoniou | 2001 | 1994 - Diploma - Accounting - - TAFE ~ 1997 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Securitiies Institute |
| Michael John Campbell | 1996 | 1987 - Bachelor of Education - Bachelor Degree (AQF 7) - Griffith University ~ 1991 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Queensland ~ 1995 - Master of Business Administration (Accountancy) - Masters Degree (AQF 9) - Queensland University Technology ~ 2011 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Patricia Kristjansson | 2018 | 1992 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Queensland ~ 1998 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Queensland University Technology ~ 2002 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Roger James Abbott | 2018 | 2006 - Diploma of Financial Planning - - Deakin University |
| Tony Mahendra Orchard | 2010 | 2009 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - Queensland University of Technology (QUT) ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |