This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alex Porter | 2018 | 2015 - Bachelor of Commerce (Finance & Marketing) - Bachelor Degree (AQF 7) - Deakin University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Allan Phu | 2018 | 2016 - Advance Diploma of Financial Planning - - Kaplan ~ 2018 - Margin Lending - Personal Advice - Certificate (AQF 1-4) - Kaplan Professional |
| Alyssa Grace Hatzi | 2018 | 2018 - Diploma of Financial Planning - - Integrity Education Group ~ 2024 - Graduate Diploma of Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional |
| Bertrand Henri Bouchez | 2010 | 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Graduate Diploma of Financial Plannning - Graduate Diploma (AQF 8) - Kaplan ~ 2015 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - SMSF Specialist Adviser - Certificate (AQF 1-4) - SMSF Association |
| David Patterson | 2014 | 2007 - Bachelor Commerce (Accounting, Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2013 - Graduate Diploma of Applied Finance: Major in Financial Markets - - Kaplan Professional Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Indika Weerakoon | 2005 | 2006 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2009 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2010 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| James Leigh Vandeloo | 2007 | 2003 - Bachelor of Business - - Victoria University ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca Learning (Aust) Pty Ltd ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2017 - Certified Financial Planner - - FPA - Financial Planning Association ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Krystle Stephenie Siomos | 2018 | 2009 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2013 - Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Louisa Joy Ellul | 2018 | 2015 - Bachelor of Accounting and Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Insurance & Risk Planning - Bachelor Degree (AQF 7) - La Trobe University ~ 2022 - Introduction to Self Managed Super Funds - Diploma (AQF 5) - Kaplan Professional |
| Mark Peter Henry | 2005 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2017 - Certified Financial Planner - - Financial Planning Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Vincent Lirosi | 2015 | 2009 - Bachelor of Commerce (Accounting & Management) - - La Trobe University ~ 2013 - Margin Lending - - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan ~ 2015 - Self Managed Superannuation Funds - - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Phoebe Mangione | 2017 | 2016 - Diploma of Financial Planning - - Monarch Institute ~ 2019 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Simon Matthew Schembri | 2013 | 2009 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2009 - Bachelor of Business - Bachelor Degree (AQF 7) - RMIT University ~ 2009 - Certificate - Basic Income Tax Course - - H and R Block ~ 2014 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Tony Vikram | 2007 | 2003 - Bachelor of Engineering - Bachelor Degree (AQF 7) - Visveswaraiah TechNology University India ~ 2010 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2010 - Margin Lending and Geared Investments - Other - MLC ThreeSixty ~ 2017 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |