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  3. Lachlan Graeme Owen

Lachlan Graeme Owen

Name
Lachlan Graeme Owen
ID
1247985
ABN
–
First Provided Advice
2016
Restrictions
(iii)Notwithstanding that the Principal is authorised to provide financial services in accordance with its AFSL, the Contractor, without the prior written approval from the Principal, is prohibited from providing the following financial services for or on behalf of the Principal:a)Operating registered schemesb)Advice or dealing in derivatives c)Life products, d)General insurance productse)Superannuationf)MDA services;g)Underwriting services; andh)Custodial services.Capital Raising(iv)Notwithstanding that the Principal is authorised to provide financial services in accordance with its AFSL, the Contractor is not authorised to provide capital raisings services without the prior written approval from the Principal. If the Principal provides such written approval to provide capital raisings services, the Contractor agrees a)To follow the written Due Diligence and capital raising procedures as advised by the Principal; and, b)That it will not commit the Principal to any capital raising without the Principals prior written approval.Corporate Advisory(v)The Contractor is not authorised to provide any corporate advisory services without the Principals written approval.

Qualifications

Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services

Memberships

Details of memberships of professional bodies or industry associations relevant to providing financial services

Licencee

Status
Current
Licence Holder
Shaw And Partners Limited (#236048)
Commenced
Aug. 15, 2023

Skills

  • Provide Financial Product Advice - Carbon Credits/Carbon Unit
  • Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
  • Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
  • Provide Financial Product Advice - Derivatives
  • Provide Financial Product Advice - Derivatives/Derivatives - Wool only
  • Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
  • Provide Financial Product Advice - Derivatives/Derivatives - Grain only
  • Provide Financial Product Advice - Foreign Exchange Contracts
  • Provide Financial Product Advice - Government Debentures, Stocks or Bonds
  • Provide Financial Product Advice - Life Products/Investment Life Insurance Products
  • Provide Financial Product Advice - Life Products/Life Risk Insurance Product
  • Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
  • Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
  • Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
  • Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
  • Provide Financial Product Advice - Managed Investment Schemes/MDA Services
  • Provide Financial Product Advice - Retirement Savings Account Products
  • Provide Financial Product Advice - Securities
  • Provide Financial Product Advice - Superannuation
  • Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
  • Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
  • Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
  • Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
  • Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
  • Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
  • Provide Financial Product Advice - FHSA Issued non ADI
  • Old Law Securities Options Contracts and Warrants Securities
  • Old Law Futures Contracts and Warrants
  • Managed Investment Schemes (Registered or Unregistered)
  • Securities – Debentures Managed Investment Schemes
  • All Securities
Status
Ceased
Licence Holder
Phillip Capital Limited (#246827)
Commenced
Dec. 17, 2018
Ceased
June 30, 2020
Status
Ceased
Licence Holder
Phillip Capital Limited (#246827)
Commenced
Sept. 19, 2016
Ceased
June 29, 2018