This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew John Cochrane | 1981 | 2003 - Diploma of Financial Services (Financial Planning) - - Integratec ~ 2011 - Margin Lending and Geared Investments - - Kaplan |
| Muhammad Tanzeem Khan | 2015 | 2011 - Master of Applied Finance - - University of Wollongong ~ 2013 - Diploma of Financial Planning - - Kaplan Professional Education |
| Paul David Whitelaw | 2003 | 1996 - Bachelor of Commerce - - University of Wollongong ~ 1999 - Diploma Financial Planning - - Deakin University ~ 2021 - FASEA EXAM STANDARD CERTIFICATION - Certificate (AQF 1-4) - FASEA |
| Peter Rheinberger | 1991 | 2002 - Master of Commerce (Financial Planning) - - University of Technology Sydney ~ 2021 - FASEA EXAM STANDARD CERTIFICATION - Certificate (AQF 1-4) - FASEA |