This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Corey Riscalla | 2001 | 2001 - Bachelor of Arts - Bachelor Degree (AQF 7) - Deakin University ~ 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University / FPA ~ 2009 - Certified Financial Planner Program - Graduate Certificate (AQF 8) - Deakin University / FPA ~ 2012 - Certificate of Self Managed Superannuation Funds - Other - Kaplan Professional |
| David George Baker | 2007 | 1989 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University / FPA ~ 2007 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2012 - Certificate of Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Dimce Trajcevski | 2010 | 2005 - Bachelor of Commerce (Honours) - Bachelor Honours Degree (AQF 8) - Monash University ~ 2009 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2015 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2015 - Self Managed Superannuation Fund Advisor (Personal Advice) - Other - Mentor Education |
| John Cesario | 1990 | 1993 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University / FPA ~ 1994 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2005 - Certificate of Self Managed Superannuation Funds - Other - Tribeca Professional ~ 2011 - Certificate of Margin Lending And Geared Investments - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nathan James Cesario | 2018 | 2014 - Bachelor of Commerce, Accounting, Finance and Financial Planning - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Accrediated Aged Care Professional - Professional Designations - Aged Cared Steps ~ 2020 - Certified Practicing Accountant (CPA) - Professional Designations - CPA Australia ~ 2022 - Certified Financial Planner (CFP) - Professional Designations - FAAA ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Paul Bourke | 2010 | 2007 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2014 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2016 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2017 - Margin Lending - Other - Kaplan Professional |