This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Isaias | 2016 | 2014 - Bachelor of Arts (Government & Political Economics) - - University of Sydney ~ 2016 - Diploma of Financial Planning - - Investment Banking Institute |
| George Anthony Manka | 2017 | 1998 - Master of Business Administration - - Murdoch University ~ 2015 - Master of Business Coaching - - University of Wollongong ~ 2017 - Diploma of Financial Planning - - Monarch Institute ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University |
| Mario Peter Isaias | 1996 | 1983 - Bachelor of Economics - - Sydney University ~ 1992 - Diploma of Superannuation Management - - Macquarie University |
| Paul Adrien Haddon | 2008 | 2008 - Graduate Diploma of Financial Services (Financial Planning) - - Finsia ~ 2009 - Self Managed Super Funds Adviser Education Program - - Financial Essentials ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2011 - Certified Financial Planner - - FPA |