This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice for the following classes of financial products:
derivatives; and
foreign exchange contracts;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
foreign exchange contracts; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
non-cash payment products;
derivatives; and
foreign exchange contracts; and
make a market for the following financial products:
foreign exchange contracts; and
derivatives;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|