This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
provide a claims handling and settling service limited to:
the person assists another person to make a claim under an insurance product;
the person makes a recommendation, or states an opinion, in the following circumstances:
the recommendation, or statement of opinion, is made in response to an inquiry by or on behalf of another person about an existing or a potential claim by the other person under an insurance product; and
the recommendation, or statement of opinion, could reasonably be expected to influence a decision whether to continue with the existing claim or to make the potential claim; and
the person represents a person insured under an insurance product in pursuing a claim under the product;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christian John Seeley | 2012 | Advanced Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Damien Christopher Port | 2005 | Bachelor of Commerce (Financial Planning) - Deakin University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Dinal Ravi Gunaratnam | 2011 | Diploma of Financial Planning - Mentor Education ~ Ethics for Financial Services - Deakin |
| Karli Tsemetzis | 0 | Bachelor of Commerce - Deakin ~ Grad Dip Financial Planning - Deakin |
| Mathew Tischler | 2008 | Bachelor of Business and Commerce specialising in Management and Public relations - Monash University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Matthew Armstrong | 2000 | Bachelor of Business (Economics and Finance) - Royal Melbourne Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Matthew James Knott | 2010 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Applied Finance - University of South Australia ~ Diploma of Financial Services (Financial Planning) - AMP Financial Planning Pty Ltd ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Matthew Perrett | 2000 | Bachelor of Arts - Victoria University ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Simon Thwaites | 2015 | Bachelor of Arts - ANU ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Banking and Finance - ANU ~ SMSF Accreditation - Kaplan |
| Sonal Brar | 2018 | Advanced Diploma of Financial Planning - Mentor Education ~ B. Commerce - Osmania University |
| Thomas Rogers | 2014 | Bachelor of Commerce (Financial Planning) - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| William James Ezzy | 2012 | Bachelor of Commerce - The University of Melbourne ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Masters of Applied Finance (Financial Planning) - Kaplan Professional ~ SMSF Specialist Knowledge Course - Kaplan Professional |