Cps Capital Group Pty ltd

AFS License Number
294848
Name
Cps Capital Group Pty ltd
ABN/ACN/ARBN
73088055636
Licensee issued
May 11, 2006
Address
Perth, 6000, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Ashok Desai 1996 1996 - MBA - - University of Western Australia ~ 1997 - Graduate Diploma of Applied Finance and Investment - - Securities Institute of Australia ~ 2000 - Accredited FInancial Planning Specialist - - ICAA ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2019 - FASEA Exam - Other - FASEA
 Brent Joseph Evitt 1989 1989 - Bachelor of Business - - Curtin University ~ 2002 - PS146 Compliance Program (Securities and Managed Investments) - - FINSIA ~ 2010 - Margin Lending - - Stockbrokers Association of Australia ~ 2014 - Superannuation - - KAPLAN ~ 2021 - FASEA Exam - Other - FASEA
 Brian Collins 1998 1992 - Bachelor of Commerce - - Curtin University ~ 1993 - Certified Practicing Accountant - - Deakin University ~ 2004 - RG146 - - Kaplan ~ 2021 - FASEA Exam - Other - FASEA
 Callum Fransz 2017 2017 - Tier 1 Securities - - Kaplan ~ 2019 - FASEA Exam - Other - FASEA
 Jason William Gould Peterson 1996 1994 - Bachelor of Commerce - - Curtin University ~ 1995 - Graduate Diploma of Applied FInance and Investment - - FINSIA ~ 2005 - Accredited Derivatives Adviser Level 2 - - ASX ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2019 - FASEA Exam - Other - FASEA
 Kyle Haynes 1996 1994 - Bachelor of Commerce - - Murdoch University ~ 1995 - Graduate Diploma of Applied Finance and Investment - - Securities Institute of Australia ~ 2000 - Accredited Derivatives Adviser - Level 2 - - Australian Stock Exchange ~ 2003 - RG 146 - - RMIT University ~ 2021 - FASEA Exam - Other - FASEA
 Mason King 2016 2013 - Bachelor of Commerce - - Curtin University ~ 2015 - RG 146 - - Kaplan ~ 2021 - FASEA Exam - Other - FASEA
 Michael Stanley Carter 2006 2000 - Bachelor of Commerce - - University of Western Australia ~ 2002 - Graduate Diploma of Applied Finance and Investment - - Finsia ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2021 - FASEA Exam - Other - FASEA
 Murray William Broun 2003 2002 - Bachelor of Commerce - - Curtin University ~ 2002 - RG 146 - - Securities Institute of Australia ~ 2003 - Accredited Derivateives Adviser- Level 2 - - Australian Stock Exchange ~ 2011 - Foreign Exchange - - Kaplan ~ 2021 - FASEA Exam - Other - FASEA
 Roberto Gerald Catena 2002 1996 - Bachelor of Economics (Honours) - - University of WA ~ 1998 - RG146 Tier 1 - - SDIA ~ 2021 - FASEA Exam - Other - FASEA
 Timothy Paul Neesham 2008 2003 - Bachelor of Economics - - University of Western Australia ~ 2009 - Graduate Diploma of Applied Finance and Investment - - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2021 - FASEA Exam - Other - FASEA