This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Akhil Cherian Francis | 2018 | 2009 - Bachelor of Commerce - - Loyola College, India ~ 2015 - Master of Applied Finance - - University of Wollongong ~ 2015 - Master of Commerce - - University of Wollongong ~ 2018 - Diploma of Financial Planning - - Mentor Education |
| Michael Frank Mcalary | 2013 | 1981 - Bachelor of Commerce - - University of New South Wales ~ 2012 - Diploma of Financial Services (Financial Planning) - - RG146 Training Australia ~ 2012 - Diploma of Financial Services (Mortgage Broking) - - National Finance Institution |
| Nqobile Moyo | 2011 | 2002 - Bachelor of Commerce - - Curtin University ~ 2007 - Diploma of Financial Planning - - ThreeSixty ~ 2012 - Master of Business Leadership - - Curtin University ~ 2013 - Margin Lending & Geared Investments - - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education |