This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anjan Kumar Das | 1983 | 2001 - Graduate Diploma of Financial Planning - - Securities Institute of Australia ~ 2004 - Certified Financial Planner - - FPA ~ 2011 - Margin Lending & Geared Investments - - Kaplan ~ 2011 - Self Managed Superannuation Funds - - Kaplan ~ 2014 - Certificate IV in Finance & Mortgage Broking - - Kaplan |
| John George Albert Menezes | 2018 | 1993 - Bachelor of Commerce - Other - University of Mumbai ~ 2009 - CPA Program Professional Level - Other - CPA Australia ~ 2012 - Diploma of Finance and Mortgage Broking Management - Other - TAFE NSW ~ 2018 - Diploma of financial planning - - Mentor Education ~ 2019 - Self Managed Supperannuation Fund Adviser ( Personla Advice) - Other - Mentor Education |