This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| David Reynell Mcrae | 2018 | 2007 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Victoria University ~ 2010 - Certified Practicing Accountants Australia Program - Professional Designations - CPA Australia Ltd ~ 2014 - Cert IV Mortgage Broking - Other - Kaplan ~ 2016 - RG146 Self-managed Superannuation Funds - Other - Financial Educational Professionals ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Gregory Keith Condon | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - - Financial Services Training & Assessment ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education ~ 2025 - Commercial Law - Other - Kaplan Higher Education ~ 2025 - Tax for Financial Advising - Other - Kaplan Higher Education |
| Lincoln Armstrong Kallady | 2014 | 2003 - MLC101 Business Law - Other - Melbourne Institute of Business and Technology ~ 2004 - Diploma of Commerce - Other - Melbourne Instititute of Business and Technology ~ 2010 - Diploma of Financial Services (Financial Planning) - Other - Kaplan Higher Education ~ 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Ballarat ~ 2017 - CFP Certification Program - Professional Designations - Financial Advice Association of Australia Limited ~ 2017 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Tao Hsu | 2018 | 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2017 - Commercial law for tax (financial) advisers AETACL - Other - Applied Education (Education IT Solutions Pty Ltd) ~ 2017 - Taxation law for tax (financial) advisers AETLFA - Other - Applied Education (Education IT Solutions Pty Ltd) ~ 2018 - Margin Lending Adviser (Personal Advice) - Other - Mentor Education ~ 2018 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education Australia ~ 2019 - CFP Certification Program - Professional Designations - Financial Advice Association of Australia Limited ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2024 - SMSF Specialist Advisor Program - Professional Designations - SMSF Association Ltd |